Saratoga Research & Investment Management

Firm record

As recorded in SEC IAPD

Firm CRD

110506

SEC number

801-57695

Firm type

RIA

Assets under management

$2.5B as of Apr 6, 2026

Website

www.saratogarim.com ↗

Phone

(408) 741-2330

Address

14471 Big Basin Way, Suite E, Saratoga, CA, 95070

Advisors at this firm

15 in our index · page 1 of 1

• Tierney Leigh-Mcclenahan BossetCRD 6979847 · Saratoga, CA
  IA Registered
• Matthew Daniel CasasCRD 6146130 · Saratoga, CA
  IA Registered
• Marc Cook CrosbyCRD 6135326 · Saratoga, CA
  IA Registered
• Tracey Alden DevineCRD 1244439 · Ponte Vedra, FL
  IA Registered
• Andrew Joseph EarlyCRD 7094535 · Saratoga, CA
  IA Registered
• Matthew Tyler KeatingCRD 7094524 · Saratoga, CA
  IA Registered
• Mark Lee McclenahanCRD 2323315 · Saratoga, CA
  IA Registered
• Robert Lee MengCRD 6350494 · Saratoga, CA
  IA Registered
• Joseph Howard PollardCRD 5958255 · Saratoga, CA
  IA Registered
• Shoichi Adam SatoCRD 6119891 · Saratoga, CA
  IA Registered
• Mathew Edward SpencerCRD 6397158 · Saratoga, CA
  IA RegisteredRegistration inactive
• Philip Albert SpencerCRD 5649275 · Saratoga, CA
  IA Registered
• James Harold TannerCRD 2393970 · Saratoga, CA
  IA Registered
• Kevin Peter TannerCRD 1397749 · Saratoga, CA
  IA Registered
• George WehrfritzCRD 5737710 · Salinas, CA
  IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.