Zacks Investment Management, Inc.

CRD 110897 · Chicago, IL · $14.6B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 110897
SEC number: 801-40592
Firm type: RIA
Assets under management: $14.6B as of May 29, 2026
Website: zacksintelligence.com ↗
Phone: 312-265-9266
Address: 101 N. Wacker Drive, Chicago, IL, 60606

Advisors at this firm

68 in our index · page 2 of 2

Triston Rafael NavarroCRD 7303759 · Chicago, IL

IA RegisteredRegistration inactive
Matthew George NewtonCRD 8205760 · Chicago, IL

IA Registered
Joseph Bernard PeckCRD 2861971 · Jacksonville Beach, FL

IA RegisteredBroker
Kurt Allan PetricekCRD 4861974 · Phoenix, AZ

IA RegisteredBroker
Sean PhilbinCRD 7377729 · Chicago, IL

IA RegisteredRegistration inactive
Stephen Scott PhilipCRD 2100426 · Chicago, IL

IA Registered
Daniel August PowersCRD 7757963 · Chicago, IL

IA Registered
Paula Jayne SauerCRD 1353999 · Chicago, IL

IA Registered
Charles Kenneth SherburneCRD 2909063 · Chicago, IL

IA RegisteredBroker
Michael William SiriannoCRD 2523878 · Amherst, NY

IA Registered
Scott D SprandelCRD 2291857 · Chicago, IL

IA RegisteredBroker

Disclosure event(s) on record
Gabriel Phillip SzymarekCRD 6794961 · Chicago, IL

IA RegisteredBroker
Elliot Andrew SalrinCRD 7594845 · Chicago, IL

IA Registered
Koffi Antoine ToulaboeCRD 6918398 · Chicago, IL

IA RegisteredRegistration inactive
Brian Ray VandenheuvelCRD 2789701 · Chicago, IL

IA Registered
Christopher Nicholas WallackCRD 6320021 · Chagrin Falls, OH

IA RegisteredRegistration inactive
Christian Shaun WhittemoreCRD 2892063 · Chicago, IL

IA Registered

Disclosure event(s) on record
Lawrence David ZergCRD 1573095 · Valencia, CA

IA RegisteredBroker

Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for firm CRD 110897 ↗ FINRA BrokerCheck record for firm CRD 110897 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.