Spectrum Asset Management Inc

CRD 111007 · Newport Beach, CA · $657.3M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 111007
SEC number: 801-30377
Firm type: RIA
Assets under management: $657.3M as of Mar 18, 2026
Website: www.myspectrum.com ↗
Phone: 949-717-3400
Address: 1301 Dove Street, Newport Beach, CA, 92660-2453

Advisors at this firm

8 in our index · page 1 of 1

Nancy Jane HowardCRD 1786676 · Newport Beach, CA

IA Registered
Tony Kyuwhan JungCRD 3241976 · Newport Beach, CA

IA Registered
Ryan Lee KellyCRD 4394440 · Newport Beach, CA

IA Registered
Mitchel Evan NeedelmanCRD 4599154 · Newport Beach, CA

IA Registered
Ty Eric NeubauerCRD 6872535 · Newport Beach, CA

IA Registered
Michael James OttmanCRD 1523128 · Paia,, HI

IA Registered

Disclosure event(s) on record
Garrett James PetersonCRD 8175682 · Newport Beach, CA

IA Registered
Lisa Suzanne SharpCRD 2316376 · Gunter, TX

IA Registered

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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