Swan Global Investments, LLC

CRD 114669 · Durango, CO · $2.4B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 114669
SEC number: 801-70881
Firm type: RIA
Assets under management: $2.4B as of Mar 13, 2026
Website: etfs.swanglobalinvestments.com ↗
Phone: 970-382-8901
Address: 1099 Main Ave, Durango, CO, 81301

Advisors at this firm

19 in our index · page 1 of 1

Ethan BatesCRD 6277565 · Durango, CO

IA Registered
Chris Stephen CaswellCRD 6128752 · Tampa, FL

IA RegisteredBroker
Christopher Brian HausmanCRD 4760409 · Durango, CO

IA Registered
Seth Christian HiemstraCRD 7306112 · Portland, MI

IA RegisteredBroker
David Osborn LovellCRD 6508056 · Tampa, FL

IA Registered
Eugene William MillerCRD 6861741 · Dallas, TX

IA Registered
Zachary David NoonanCRD 7079482 · Durango, CO

IA Registered
Daniel Alexander NeagoyCRD 6798701 · Durango, CO

IA Registered
Stephen Montana O'connor-SevilleCRD 7613900 · Durango, CO

IA Registered
Marc Kootoku OdoCRD 4572784 · Tarrytown, NY

IA Registered
Alex Martin ProutyCRD 7447961 · Durango, CO

IA Registered
Patrick Lester StiefelCRD 5865937 · Durango, CO

IA Registered
Randall William SwanCRD 4464653 · Durango, CO

IA Registered
Robert Bradley SwanCRD 5745866 · Durango, CO

IA Registered

Disclosure event(s) on record
Walter Scott StepanekCRD 7292275 · Durango, CO

IA Registered
Christian John SwanCRD 7710965 · Durango, CO

IA Registered
Jeffrey David ThomasCRD 4078805 · Milton, MA

IA RegisteredBroker
Dolores Fernandez WhelessCRD 4702594 · Dallas, TX

IA Registered
David Allen WhitesideCRD 7564418 · Durango, CO

IA Registered

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.