Financial Security Management, Inc

CRD 116570 · Lakewood, CO · $611.5M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 116570
SEC number: 801-81072
Firm type: RIA
Assets under management: $611.5M as of May 21, 2026
Website: www.fsm-inc.com ↗
Phone: 303-988-1411
Address: 2535 S Lewis Way, Lakewood, CO, 80227-6551

Advisors at this firm

7 in our index · page 1 of 1

Kemper Lee BaumCRD 7730175 · Lakewood, CO

IA Registered
Roxanne Lynn DillonCRD 8118370 · Lakewood, CO

IA Registered
Douglas Frank JohnsonCRD 1803219 · Lakewood, CO

IA RegisteredRegistration inactive
Sara Lovetere KeithCRD 6222359 · Lakewood , CO

IA RegisteredRegistration inactive
Jeffrey Scott LarkinCRD 2425890 · Lakewood, CO

IA RegisteredRegistration inactive
Kelli Ann WallaceCRD 2189085 · Lakewood, CO

IA RegisteredRegistration inactive
Adam WilliamsCRD 7969856 · Lakewood, CO

IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for firm CRD 116570 ↗ FINRA BrokerCheck record for firm CRD 116570 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.