Uhlmann Investment Management, L.L.C.

Firm record

As recorded in SEC IAPD

Firm CRD

118025

SEC number

801-113188

Firm type

RIA

Assets under management

$273.2M as of Mar 24, 2026

Website

www.upsecurities.com ↗

Phone

312-264-4400

Address

5202 Old Orchard Road, Skokie, IL, 60077

Advisors at this firm

15 in our index · page 1 of 1

• Vernon Kelley ArmourCRD 2183439 · Skokie, IL
  IA RegisteredBroker
• James Dana BaerCRD 9936 · Chicago, IL
  IA RegisteredBroker
• Matthew James BarberaCRD 2249400 · Skokie, IL
  IA RegisteredRegistration inactive
• Michael Coyle DillonCRD 2028225 · Skokie, IL
  IA RegisteredBroker
• Lawrence Michael DoodyCRD 1634742 · Palm Desert, CA
  IA RegisteredBroker
• Michael Fitzgerald DunneCRD 1676474 · Skokie, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gordon Eliot FalloneCRD 1767760 · Mill Valley, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Damian Tyler FergusonCRD 7691540 · Jacksonville , FL
  IA RegisteredBroker
• Terry Michael FinkelCRD 1453583 · Skokie, IL
  IA RegisteredBroker
• Michael David HerrmannCRD 1567267 · Skokie, IL
  IA RegisteredBroker
• Alan Robert KonnCRD 1406973 · Skokie, IL
  IA RegisteredBroker
• James Patrick KozakCRD 2237880 · Skokie, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas James LangerCRD 5788320 · Jacksonville, FL
  IA RegisteredBroker
• William John LillwitzCRD 1255042 · Skokie, IL
  IA RegisteredBroker
• Maureen (Nmn) MackowskiCRD 867207 · Castle Pines, CO
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.