Rice Hall James & Associates LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 125410
- SEC number
- 801-61905
- Firm type
- RIA
- Assets under management
- $1.7B as of May 6, 2026
- Website
- www.ricehalljames.com ↗
- Phone
- 619-239-9005
- Address
- 600 West Broadway Suite 1000, San Diego, CA, 92101
Advisors at this firm
6 in our index · page 1 of 1
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Thuong-Thao Nguyen Buu-HoanCRD 4551637 · San Diego, CAIA Registered
-
Louis Millett HoltzCRD 4329938 · Pasadena, CAIA Registered
-
Gary Schuler RiceCRD 2335569 · San Diego , CAIA RegisteredRegistration inactive
-
Carlos Alejandro SalcedoCRD 6254715 · San Diego, CAIA Registered
-
Anthon Horton ShawCRD 2371370 · San Diego, CAIA RegisteredRegistration inactive
-
Timothy Alan TodaroCRD 2336062 · San Diego, CAIA Registered
1–6 of 6
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 125410 ↗
FINRA BrokerCheck record for firm CRD 125410 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.