Francis Financial

CRD 128067 · New York, NY · $803.2M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 128067
SEC number: 801-76703
Firm type: RIA
Assets under management: $803.2M as of Mar 10, 2026
Website: www.francisfinancial.com ↗
Phone: 212-374-9008
Address: 39 Broadway, New York, NY, 10006

Advisors at this firm

10 in our index · page 1 of 1

Natalie ColleyCRD 7407055 · New York, NY

IA Registered
Stacy A FrancisCRD 2939253 · New York, NY

IA Registered

Disclosure event(s) on record
Michael A. GawlikCRD 4359114 · Ingleside, IL

IA Registered
Matthew John HaertzenCRD 2405742 · Oro Valley, AZ

IA Registered
Shweta LawandeCRD 7405162 · New York, NY

IA Registered
Madison MountCRD 7204022 · New York, NY

IA Registered
Avani RamnaniCRD 5380880 · New York, NY

IA Registered
Alexandra M ShepisCRD 6503053 · New York, NY

IA Registered
Daniel Joseph SmithCRD 7818597 · Saline, MI

IA Registered
Brenda Allen SakonCRD 7339978 · Decatur, GA

IA Registered

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.