Carret Asset Management, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 131445
- SEC number
- 801-63093
- Firm type
- RIA
- Assets under management
- $3.5B as of Jun 10, 2026
- Website
- www.carret.com ↗
- Phone
- 212-593-3800
- Address
- 360 Madison Avenue, New York, NY, 10017
Advisors at this firm
11 in our index · page 1 of 1
-
Matthew Ellis BehrmanCRD 7916881 · New York, NYIA Registered
-
Brendan Edward DevineCRD 6880893 · New York, NYIA RegisteredRegistration inactive
-
Todd Richard FliegelCRD 4344474 · New York, NYIA Registered
-
Laurence Richard GoldingCRD 1968508 · New York, NYIA Registered
-
Jason Richard GraybillCRD 2718603 · Denver, COIA Registered
-
Jack Charles KaplanCRD 1941012 · New York, NYIA Registered
-
Neil Douglas KleinCRD 1940962 · New York, NYIA Registered
-
Franklin LeveringCRD 7375395 · Denver, COIA Registered
-
Elizabeth Anne NewberryCRD 2567715 · New York, NYIA Registered
-
David Parker PearsonCRD 1011590 · New York, NYIA Registered
-
Wayne Stanley ReisnerCRD 860734 · New York, NYIA Registered
1–11 of 11
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 131445 ↗
FINRA BrokerCheck record for firm CRD 131445 ↗
BrokerCheck Terms of Use ↗
Report a data error on this page →
Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.