Westend Advisors, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

133279

SEC number

801-63626

Firm type

RIA

Assets under management

$1.9B as of Jan 30, 2026

Website

www.linkedin.com/company/westend-advisors ↗

Phone

704-556-9300

Address

1001 Morehead Square Drive, Charlotte, NC, 28203

Advisors at this firm

17 in our index · page 1 of 1

• Anna F BrownCRD 2904287 · Charlotte, NC
  IA Registered
• Brian William BzikCRD 6760966 · Jupiter, FL
  IA RegisteredBroker
• John Charles CarlsonCRD 6094984 · Brooklyn, NY
  IA RegisteredBroker
• James Walter CoxCRD 3025567 · Charlotte, NC
  IA RegisteredBroker
• Joseph Nicholas DagostinoCRD 1288016 · Charlotte, NC
  IA Registered
• Edmund Nelson DurdenCRD 5273589 · Charlotte, NC
  IA Registered
• Jennifer Marie FriedlandCRD 4887431 · Charlotte, NC
  IA Registered
• Seth Leldon KnightCRD 6244162 · Charlotte, NC
  IA RegisteredBroker
• Jason Michael LeibowitzCRD 4551201 · Pinecrest, FL
  IA Registered
• Natale Joseph MonastraCRD 7850970 · Charlotte, NC
  IA RegisteredBroker
• Marion Wooten PeeblesCRD 7064877 · Charlotte, NC
  IA Registered
• Daniel Townsend PorterCRD 6462946 · Chicago, IL
  IA RegisteredBroker
• Frederick O. PorterCRD 5191359 · Charlotte, NC
  IA Registered
• Stephen Hunter RomeCRD 6633957 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Luke RutledgeCRD 6505011 · Santa Monica, CA
  IA RegisteredBroker
• Peter Nicholas TortoriciCRD 3252606 · Port Washington, NY
  IA RegisteredBroker
• Cade Joseph VelaCRD 7850973 · Charlotte, NC
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.