Arax Advisory Partners

Firm record

As recorded in SEC IAPD

Firm CRD

133535

SEC number

801-67165

Firm type

RIA

Assets under management

$23.2B as of Jun 23, 2026

Website

www.swsllc.com ↗

Phone

646-777-1823

Address

10 East 53rd Street, New York, NY, 10022

Advisors at this firm

98 in our index · page 2 of 2

• Jeffrey Joseph LoehrCRD 5841661 · Greenwood Village, CO
  IA Registered
• Brandon Young Ho LorenzCRD 7278432 · Littleton, CO
  IA RegisteredRegistration inactive
• Brian John MackeyCRD 7009992 · Birmingham, MI
  IA Registered
• Michael Norman ManlyCRD 4553635 · Cleveland, OH
  IA Registered
• Alexander Lloyd MartinCRD 2623934 · Largo, FL
  IA Registered
  Disclosure event(s) on record
• Javier Manuel MillaresCRD 5874217 · Coral Gables, FL
  IA Registered
• Maria Romagosa MillaresCRD 5395040 · Coral Gables, FL
  IA Registered
• Ruben Manuel MillaresCRD 5395045 · Coral Gables, FL
  IA Registered
• Prasad MohanCRD 5412997 · Birmingham, MI
  IA RegisteredRegistration inactive
• John Milton MontgomeryCRD 1033543 · Mt. Pleasant, SC
  IA Registered
  Disclosure event(s) on record
• Denise Ann MorgantiniCRD 2226577 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
• Austin Robert MyersCRD 7241757 · Littleton, CO
  IA Registered
• Mark Thomas NeelyCRD 1783117 · Littleton, CO
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Kayla Renee NiemanCRD 4664206 · Chesterfield, MO
  IA Registered
• Michael Garrett OttCRD 5131748 · Chesterfield, MO
  IA Registered
  Disclosure event(s) on record
• Hayden Thomas PeekCRD 7985537 · Poughkeepsie, NY
  IA Registered
• Ryan PeekCRD 3254561 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Christian Todd PevarnikCRD 5146354 · New York, NY
  IA Registered
• Anjanette Monique PhetteplaceCRD 5074559 · Denver, CO
  IA Registered
• Joseph PorcelliCRD 6886508 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
• Douglas Howard PardieckCRD 5391641 · Littleton, CO
  IA RegisteredRegistration inactive
• Joshua David ProbascoCRD 8242895 · Littleton, CO
  IA Registered
• Andrew Price RhoadsCRD 5611256 · Clever, MO
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Michael P RiordanCRD 6013876 · Sewickley, PA
  IA Registered
• Frederico Rodriguez JrCRD 1273604 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
• Seth William RoggenkampCRD 7980465 · Chesterfield, MO
  IA Registered
• Robert Joseph SamrahCRD 2627974 · Troy, MI
  IA Registered
• Ann Marie SandquistCRD 2930681 · Silverthorne, CO
  IA RegisteredBroker
• Marc Rodney SchechterCRD 5837026 · Birmingham, MI
  IA Registered
• Daniel ShortCRD 4025839 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
• Jason SiegelCRD 2580799 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• David Andrew SimonCRD 2453158 · New York, NY
  IA Registered
  Disclosure event(s) on record
• Patrick C. SouthCRD 4585431 · Wayne, PA
  IA Registered
• John Edward SteinCRD 2991314 · Birmingham, MI
  IA Registered
• Joshua Lee SchechterCRD 8197012 · New York, NY
  IA Registered
• Michael Brian SchoffmanCRD 5191740 · Glendale, CA
  IA RegisteredRegistration inactive
• Matthew Wayne SharkeyCRD 7180053 · Littleton, CO
  IA RegisteredRegistration inactive
• Jordan Howard SmithCRD 7082779 · Birmingham, MI
  IA RegisteredBroker
• Ann-Noel Campbell SpencerCRD 4695595 · Colorado Springs, CO
  IA Registered
• Kelly Jean StiltsCRD 8231597 · Chesterfield, MO
  IA Registered
• Ryan Patrick StuartCRD 6639504 · Evergreen, CO
  IA Registered
• Kristie Lynn WaldorfCRD 5080548 · Birmingham, MI
  IA RegisteredBroker
• Ryan Thomas WallsCRD 7013314 · Lakewood, CO
  IA RegisteredRegistration inactive
• Paul Robert WehnerCRD 5709543 · Deerfield, IL
  IA RegisteredBroker
• Anthony WojdaCRD 4955367 · Poughkeepsie, NY
  IA RegisteredRegistration inactive
• Shane Eli WolfeCRD 6190818 · Littleton, CO
  IA RegisteredRegistration inactive
• Dylan Bruce WheelerCRD 7831731 · Littleton, CO
  IA Registered
• Linda Sue YoungCRD 3102472 · Dallas, TX
  IA RegisteredRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.