Berthel Fisher & Company Financial Services, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

13609

SEC number

801-62277

Firm type

RIA

Assets under management

$906.4M as of Mar 27, 2026

Website

www.berthel.com ↗

Phone

319-447-5700

Address

4201 42nd Street Ne, Cedar Rapids, IA, 52402

Advisors at this firm

71 in our index · page 2 of 2

• Harry Mark PurcelCRD 1949430 · Corcoran, MN
  IA RegisteredBroker
• Randal Charles RainforthCRD 1075493 · Grand Island, NE
  Broker
• Joyce Kay RodgersCRD 5281255 · Cedar Rapids, IA
  Broker
• Alan Matthew SaboCRD 3274416 · Suwanee, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• David Paul SamuelsCRD 1796183 · Raleigh, NC
  Broker
• Jean Iafrate SchneiderCRD 1500842 · Galesburg, IL
  IA RegisteredBroker
• Luke Cliff SchunkCRD 2387553 · Tomahawk, WI
  Broker
• Jinying ShawCRD 3013271 · Davis `, CA
  Broker
• Gregory Edward SzaboCRD 1665528 · Elyria, OH
  IA RegisteredBroker
• Dale Erbin TimmermannCRD 2423919 · Vandalia, IL
  Broker
• James Welby TroutmanCRD 1033732 · Temple, PA
  IA RegisteredBroker
• Adam M ThromCRD 7282821 · Manchester, MO
  Broker
• Thomas William Van HornCRD 2101920 · Marion, IL
  Broker
• William Kendrick VenablesCRD 864303 · Ottumwa, IA
  IA RegisteredBroker
• Chrystle Lynne VescoCRD 5116292 · Merritt Island, FL
  IA RegisteredBroker
• Heather Irene VandenhemelCRD 4356453 · Algona, IA
  Broker
• Gregory Max WhitenackCRD 2982169 · Fort Wayne, IN
  Broker
• Roselyn Faye WilkinsonCRD 2315964 · Pittsburgh, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jeffery Dewayne WilsonCRD 2907915 · Nashville, TN
  Broker
• Phillip Samuel WongCRD 1876115 · Longmont, CO
  Broker
• John J. WernkeCRD 6835870 · Harrison, OH
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.