Maxim Financial Advisors LLC

Firm record

As recorded in SEC IAPD

Firm CRD

139366

SEC number

801-66147

Firm type

RIA

Assets under management

$445.5M as of Mar 20, 2026

Website

www.maximgrp.com ↗

Phone

212-895-3500

Address

300 Park Ave, New York, NY, 10022

Advisors at this firm

36 in our index · page 1 of 1

• Kevin James AllenCRD 6168101 · New York, NY
  IA RegisteredBroker
• Ronald Mark BirnbaumCRD 2007483 · Woodbury, NY
  IA RegisteredBroker
• David Michael BurchCRD 2681160 · New York, NY
  IA RegisteredBroker
• Michael BrodCRD 6199273 · New York, NY
  IA RegisteredBroker
• Sean Harrison CarmodyCRD 5681371 · New York, NY
  IA RegisteredBroker
• Fan ChenCRD 5510876 · New York, NY
  IA RegisteredBroker
• John Ward ConoverCRD 2983057 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Bruce CukajCRD 7661231 · New York, NY
  IA RegisteredBroker
• Joseph Alexnder DaneshgarCRD 6353508 · New York, NY
  IA RegisteredBroker
• Gerald Bruce FershtmanCRD 2532591 · Woodbury, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Joseph FilomenaCRD 6445296 · New York, NY
  IA RegisteredBroker
• Christopher James FioreCRD 2269479 · New York, NY
  IA RegisteredBroker
• Robert Patrick FordCRD 2278212 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Salvatore Anthony FradellaCRD 1482494 · Woodbury, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Andrew Thomas GrossmanCRD 1731932 · Woodbury, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Eric Matthew JaverCRD 4981731 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Eric David KesselmanCRD 5996400 · New York, NY
  IA RegisteredBroker
• Jimmy KhaskiCRD 7401347 · New York, NY
  IA RegisteredBroker
• Angelo LekanidesCRD 2166624 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Nolan Christopher LoweCRD 4691861 · New York, NY
  IA RegisteredBroker
• Paul George LarosaCRD 1900695 · New York, NY
  IA RegisteredBroker
• Frank Salvatore ManiscalcoCRD 5801182 · New York, NY
  IA RegisteredBroker
• Larry David MazzoniCRD 2538672 · Woodbury, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Kenneth Richard McdonaldCRD 2088081 · Woodbury, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Leonard Joseph ParisiCRD 2170184 · New York, NY
  IA RegisteredBroker
• Justin Philip RabinowitzCRD 4244162 · New York, NY
  IA RegisteredBroker
• Scott RochlinCRD 4037413 · Woodbury, NY
  IA RegisteredBroker
• Adrian Justin RoseCRD 6199626 · New York, NY
  IA RegisteredBroker
• William Patrick RosemondCRD 2460252 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Brian RobertsonCRD 4875064 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Murry Meir ShaperoCRD 1846138 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Keren Dalia SavitzkyCRD 6871575 · New York, NY
  IA RegisteredBroker
• Patricia SerafinCRD 4292050 · New York, NY
  IA RegisteredBroker
• Jonathan Bennett ShaperoCRD 6102724 · New York, NY
  IA RegisteredBroker
• Adam Ian WachtelCRD 4198004 · New York, NY
  IA RegisteredBroker
• Andrew WeinsteinCRD 2163917 · New York, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.