Cannell & Spears LLC

CRD 142633 · New York, NY · $7.0B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 142633
SEC number: 801-67401
Firm type: RIA
Assets under management: $7.0B as of Mar 30, 2026
Website: www.linkedin.com/COMPANY/CANNELL-SPEARS ↗
Phone: 212-752-5255
Address: 535 Madison Avenue, New York, NY, 10022

Advisors at this firm

23 in our index · page 1 of 1

James Ernest BreeceCRD 5788435 · New York, NY

IA Registered
Michele Dayle ClearyCRD 6191125 · New York, NY

IA RegisteredRegistration inactive
Robert Charles EisingCRD 4156761 · New York, NY

IA Registered
Edward Morgan GilesCRD 220558 · New York, NY

IA Registered
Walter Kenneth GilesCRD 4341867 · New York, NY

IA Registered
William Henry Herrman IICRD 4570195 · New York, NY

IA RegisteredRegistration inactive
Lisa KennedyCRD 7408224 · New York, NY

IA Registered
Ian Barrie MaccallumCRD 724421 · New York, NY

IA Registered
Margaret Mary H. MaclennanCRD 5281784 · New York, NY

IA Registered
Diana MasseyCRD 1699066 · New York, NY

IA Registered
David Jonathan MazzulloCRD 2364168 · New York, NY

IA RegisteredRegistration inactive
Alina Luisa MiskaCRD 7408148 · New York, NY

IA RegisteredBroker
Robert Pattridge MorgenthauCRD 1216047 · New York, NY

IA Registered
Paul Frank PfeifferCRD 4358178 · New York, NY

IA Registered
Nicholas A. PetitoCRD 7173756 · New York, NY

IA RegisteredRegistration inactive
John Victor RaggioCRD 4970916 · New York, NY

IA Registered
Robert Michael RaichCRD 5281752 · New York, NY

IA RegisteredRegistration inactive
Robert Frank ShapiroCRD 1062611 · New York, NY

IA Registered
William Gerli SpearsCRD 431579 · New York, NY

IA Registered
Jeannie TaiCRD 3252568 · New York, NY

IA Registered
Emanuel WeintraubCRD 2209973 · New York, NY

IA Registered
Joseph Blair WernerCRD 1904498 · New York, NY

IA Registered
Daniel Joseph WetchlerCRD 5178033 · New York, NY

IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.