findmyFA.app
The register of American financial advisors

Home / Firms / Joseph P. Lucia & Associates, LLC

Joseph P. Lucia & Associates, LLC

CRD 147625  ·  Yorktown Heights, NY  ·  $388.0M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD
147625
SEC number
801-76540
Firm type
RIA
Assets under management
$388.0M as of Mar 25, 2026
Website
www.luciaandassociates.net ↗
Phone
914-352-6600
Address
3505 Hill Blvd., Yorktown Heights, NY, 10598

Advisors at this firm

3 in our index · page 1 of 1

  • Joseph Paul LuciaCRD 4428262 · Yorktown Heights, NY
    IA RegisteredBroker
    Disclosure event(s) on record
  • Anthony PaganoCRD 4813177 · Yorktown Heights, NY
    IA RegisteredBroker
  • John E SloanCRD 5442912 · Yorktown Heights, NY
    IA Registered
1–3 of 3

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.