Aegis Capital Corp.

Firm record

As recorded in SEC IAPD

Firm CRD

15007

SEC number

801-71386

Firm type

RIA

Assets under management

$1.8B as of Feb 26, 2026

Website

www.aegiscapcorp.com ↗

Phone

212-813-1010

Address

1345 Avenue Of The Americas, New York, NY, 10105

Advisors at this firm

183 in our index · page 3 of 4

• Erik MaugeriCRD 2530113 · Melville, NY
  Broker
• Colin Guy MccarthyCRD 4441003 · New York, NY
  Broker
• Douglas John MccaslinCRD 1528281 · Portland, OR
  Broker
• Brenna Sadie McgovernCRD 6336624 · Manasquan, NJ
  Broker
• Jerome Anthony MessanaCRD 712315 · Manasquan, NJ
  Broker
• Paul Richard MeyerCRD 3062534 · Edina, MN
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Matthew Roger MillerCRD 719360 · Portland, OR
  IA RegisteredBroker
  Disclosure event(s) on record
• Matthew Bradley MitchellCRD 4854608 · Tulsa, OK
  IA RegisteredBroker
  Disclosure event(s) on record
• William Randall MoeningCRD 3029155 · Austin, TX
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Francis J MckennaCRD 4825383 · Westport, CT
  IA RegisteredBroker
• Jilena Yuen-Han MokCRD 6115674 · San Francisco, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Leslie Anthony NetterCRD 2970557 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• William Lee NotricaCRD 817537 · Laguna Niguel, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Henry Manuel NunezCRD 5103136 · Brewster, NY
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Lawrence Joseph NajvarCRD 1425782 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Jayden Anthony NatooCRD 8012482 · Melville, NY
  Broker
• Zachary Kahn NedellCRD 7762584 · Larchmont, NY
  IA RegisteredBroker
• Carmen Milagros NegroniCRD 5128038 · Melville, NY
  Broker
• Arie Aaron NourielyCRD 7028899 · New York, NY
  Broker
• Alain Alberto OhayonCRD 1180975 · Melville, NY
  Broker
• Richard Rocco PalmadessoCRD 3237044 · Bronxville, NY
  Broker
• Mark Douglas PanfilCRD 1875773 · Rolling Hills Estates, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Richard Frank ParnigoniCRD 1202321 · Windham, NH
  IA RegisteredBroker
• David PerezCRD 4422512 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Michelle PerresCRD 4350152 · Denver, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Luigi PesceCRD 4698542 · Red Bank, NJ
  Broker
• Andrew PetersCRD 5348622 · Sarasota, FL
  IA RegisteredBroker
• Anthony Gerald PolakCRD 1893810 · New York, NY
  BrokerRegistration inactive
  Disclosure event(s) on record
• Thomas Champney PossCRD 2547521 · New York, NY
  Broker
• Scott Wayne PowellCRD 2764902 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Napier PruittCRD 3208693 · Westport, CT
  Broker
• Kendra Jo PanfilCRD 7648445 · Rolling Hills Estates, CA
  Broker
• Robert Scott PekowitzCRD 4854566 · New York, NY
  Broker
• Joseph Peter PerriconeCRD 8028750 · Laguna Niguel, CA
  IA RegisteredBroker
• Jessica Ruth PerryCRD 5344402 · Westport, CT
  Broker
• Kenneth Eliot RehfieldCRD 2121395 · Bronxville, NY
  Broker
• Andre RenzoCRD 4805791 · Scarsdale, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Bryan RodriguezCRD 4179019 · Melville, NY
  Broker
• Manuel Jeremy RoseCRD 5702678 · Fort Lauderdale, FL
  IA RegisteredBroker
• Kurt Jay Reyes-CedoCRD 7812151 · Melville, NY
  Broker
• Maahum RiazCRD 7514765 · Melville, NY
  Broker
• Michael SandbergCRD 1949867 · Port St. Lucie, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Rick John SandeCRD 4967095 · Melville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Asa Lee SavageCRD 2865878 · Sun City West, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Melissa ScaparroCRD 4695051 · New York, NY
  Broker
• Gerald Warren SeigelCRD 418229 · Sarasota, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Dhruva I SethnaCRD 2482381 · Melville, NY
  Broker
• Christopher Vincent SferruzzoCRD 3058412 · Melville, NY
  Broker
• Edward Thomas ShadekCRD 7044784 · New York, NY
  Broker
• William Miles ShadekCRD 7163816 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.