Ria Advisors
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 150661
- SEC number
- 801-77832
- Firm type
- RIA
- Assets under management
- $1.8B as of May 13, 2026
- Website
- www.facebook.com/lance.roberts.73345 ↗
- Phone
- 281-501-1791
- Address
- 11750 Katy Freeway, Houston, TX, 77079
Advisors at this firm
11 in our index · page 1 of 1
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Thomas George AllenCRD 5904285 · Houston, TXIA Registered
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Sarah Darlene BuengerCRD 4722812 · Houston, TXIA Registered
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Christopher BehanCRD 2848210 · Houston, TXIA RegisteredRegistration inactive
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Frank Joseph MarroneCRD 4960685 · Houston, TXIA RegisteredDisclosure event(s) on record
-
Jonathan Earle MccartyCRD 6044610 · Houston, TXIA RegisteredRegistration inactive
-
Devoda D OwensCRD 6582546 · Houston, TXIA RegisteredRegistration inactive
-
Jonathan Lee PennCRD 3278678 · Houston, TXIA Registered
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James Daniel RatliffCRD 4934772 · Houston, TXIA RegisteredRegistration inactive
-
Richard Michael RossoCRD 1963110 · Houston, TXIA Registered
-
Craig Alan SeverinCRD 1980841 · Houston, TXIA RegisteredRegistration inactive
-
Daniel Patrick WhittyCRD 7153476 · Houston, TXIA RegisteredRegistration inactive
1–11 of 11
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 150661 ↗
FINRA BrokerCheck record for firm CRD 150661 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.