Rosecap Investment Advisors, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 152054
- SEC number
- 801-118154
- Firm type
- RIA
- Assets under management
- $527.5M as of Mar 11, 2026
- Website
- www.facebook.com/RoseCapFinancial ↗
- Phone
- (970) 773-5300
- Address
- 200 Grand Ave, Grand Junction, CO, 81501
Advisors at this firm
4 in our index · page 1 of 1
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Ethan H. CormanCRD 6442620 · Richmond, KYIA Registered
-
Sarah L GraffCRD 7641859 · Grand Junction, COIA Registered
-
Heather Dianne HoltzingerCRD 2717242 · Denver, COIA Registered
-
Matthew Hamilton RosenbergCRD 5737037 · Denver, COIA Registered
1–4 of 4
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 152054 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.