Empirical Asset Management, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

155436

SEC number

801-71967

Firm type

RIA

Assets under management

$560.0M as of Mar 30, 2026

Website

www.empiricalam.com ↗

Phone

781-431-2223

Address

57 River Street, Wellesley, MA, 02481

Advisors at this firm

11 in our index · page 1 of 1

• Thomas Frances AlessiCRD 1423385 · Needham, MA
  IA Registered
  Disclosure event(s) on record
• Glenn Andrew CaldicottCRD 1367578 · Wellesley, MA
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Mark Henry FiskioCRD 1197038 · Wellesley, MA
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Mark John GovoniCRD 1410122 · Warner, NH
  IA Registered
  Disclosure event(s) on record
• Anthony Gale GrayCRD 6250342 · Minneapolis, MN
  IA RegisteredRegistration inactive
• Peter Joseph MartinCRD 2214580 · Scituate, MA
  IA Registered
  Disclosure event(s) on record
• Warren Francis MulhernCRD 731918 · Wellesley, MA
  IA Registered
  Disclosure event(s) on record
• Richard Edward OberucCRD 1652957 · Lakewood Ranch, FL
  IA Registered
• Jonathan Charles PentaCRD 4385853 · Wellesley, MA
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Joseph RozziCRD 6969697 · Needham, MA
  IA RegisteredRegistration inactive
• John Patrick ShreenanCRD 1216123 · Wellesley, MA
  IA RegisteredRegistration inactive
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.