Nuveen Asset Management, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 155584
- SEC number
- 801-71957
- Firm type
- RIA
- Assets under management
- $280.5B as of Mar 24, 2026
- Website
- www.facebook.com/NUVEENINVESTMENTS ↗
- Phone
- 312-917-7700
- Address
- 333 West Wacker Drive, Chicago, IL, 60606
Advisors at this firm
212 in our index · page 4 of 5
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James Joseph PenneyCRD 6273845 · Chicago, ILIA RegisteredBroker
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Erik Michael PerssonCRD 6118450 · Chicago, ILIA RegisteredBroker
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Frederick Charles PickardCRD 6699703 · Chicago, ILIA RegisteredBroker
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James Mark PolitoCRD 2624236 · Chicago, ILIA RegisteredBroker
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Paul Thomas PrikosCRD 7574468 · Chicago, ILIA RegisteredBroker
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Allen Jason ReaCRD 2588496 · Chicago, ILIA RegisteredBroker
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Daniel RoachCRD 3114794 · Chicago, ILIA RegisteredBroker
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Justin Malik RobinsonCRD 7293908 · Chicago, ILIA RegisteredBroker
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Kenneth George RoedelCRD 2816606 · Chicago, ILIA RegisteredBroker
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Jennifer RolfsonCRD 6138722 · Charlotte, NCIA RegisteredBroker
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Morgan Alexis RomoCRD 8191412 · Chicago, ILIA RegisteredBroker
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Sylvia S RybaCRD 7753061 · Chicago, ILIA RegisteredBroker
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Robert Troy SantCRD 6930743 · Chicago, ILIA RegisteredBroker
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Charles William SauterCRD 2151456 · Chicago, ILIA RegisteredBroker
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Jonathon Robert ScardinaCRD 4720359 · Chicago, ILIA RegisteredBroker
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John Harmon ScullyCRD 2475111 · Chicago, ILIA RegisteredBroker
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Lisa Anne SegnerCRD 5303910 · Chicago, ILIA RegisteredBroker
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Brittany SiegelCRD 5894195 · Chicago, ILIA RegisteredBroker
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Graham Reese SilveyCRD 7596596 · Chicago, ILIA RegisteredBroker
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Mark William SlevinCRD 1954740 · Chicago, ILIA RegisteredBroker
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Jeffrey Curry SmithCRD 6161612 · New York City, NYIA RegisteredBroker
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Jeffrey R StanleyCRD 6304074 · Chicago, ILIA RegisteredBroker
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John Mark StanleyCRD 5903135 · Chicago, ILIA RegisteredBroker
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Breanna Lynn SalasCRD 6211936 · Chicago, ILIA RegisteredBroker
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Katherine Ann SalvaterraCRD 5173815 · Chicago, ILIA RegisteredBroker
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Travis James SchantzCRD 6444443 · Chicago, ILIA RegisteredBroker
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Jack Michael SchepkeCRD 8165648 · Chicago, ILIA RegisteredBroker
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Henriette Kathrin Johanna SchmuckCRD 8163241 · Chicago, ILIA RegisteredBroker
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Hannah C SelbstCRD 7568655 · Chicago, ILIA RegisteredBroker
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Robert Earl SingletaryCRD 4039698 · Chicago, ILIA RegisteredBroker
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Helen S SmithCRD 7530029 · Chicago, ILIA RegisteredBroker
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Jacob M SolomonCRD 7388895 · Chicago, ILIA RegisteredBroker
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Simon Lee SossomanCRD 7303464 · Chicago, ILIA RegisteredBroker
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Marlon Condredge SpainCRD 7933135 · Chicago, ILIA RegisteredBroker
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Michael Charles SpanglerCRD 4163763 · Chicago, ILIA RegisteredBroker
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Kelsey Rose SpirzCRD 6733263 · Los Angeles, CAIA RegisteredBroker
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Laura Rebecca StolfiCRD 5250815 · Chicago, ILIA RegisteredBroker
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William Joseph StrattonCRD 6741267 · Chicago, ILIA RegisteredBroker
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William Newsome StutenrothCRD 7974196 · Chicago, ILIA RegisteredBroker
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Stacie Fincher TepattiCRD 6421462 · Chicago, ILIA RegisteredBroker
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Margaret Catherine ThomsenCRD 5404982 · Chicago, ILIA RegisteredBroker
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Jon Robert ThrondsonCRD 4313659 · Chicago, ILIA RegisteredBroker
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Jeffrey Tin TranCRD 6687535 · Chicago, ILIA RegisteredBroker
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Douglas James TrinklCRD 4647221 · Chicago, ILIA RegisteredBroker
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Cooper James TunneyCRD 7755595 · Chicago, ILIA RegisteredBroker
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Whitney Rachel VaughnCRD 7304766 · Chicago, ILIA RegisteredBroker
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Harold Thomas WhalenCRD 4558083 · Chicago, ILIA RegisteredBrokerDisclosure event(s) on record
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Matthew Obrien WhiteCRD 2089817 · Chicago, ILIA RegisteredBroker
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Robert Neil WoodCRD 4461076 · Chicago, ILIA RegisteredBroker
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James Roy WoodfinCRD 2125008 · Chicago, ILIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 155584 ↗
FINRA BrokerCheck record for firm CRD 155584 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.