Transamerica Financial Advisors, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 16164
- SEC number
- 801-38618
- Firm type
- RIA
- Assets under management
- $2.1B as of Mar 31, 2026
- Website
- x.com/TRANSAMERICATFA ↗
- Phone
- 770-248-3271
- Address
- Two Liberty Place, Philadelphia, PA, 19102
Advisors at this firm
2,043 in our index · page 21 of 41
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Yvette Ferrer LaquihonCRD 4179380 · Oakbrook Terrace, ILBroker
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Charisma LariosaCRD 7309962 · Chicago, ILIA RegisteredBroker
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Cinderella LasalaCRD 7288787 · Woodland Hills, CABroker
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Kristoffer LauCRD 8228927 · Honolulu, HIBroker
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Stephen J LavezzaCRD 7302710 · Centennial, COBroker
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Amy LaysangCRD 8209291 · Milpitas, CABroker
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Alexander LeCRD 6700210 · San Diego, CAIA RegisteredBroker
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Andy LeCRD 7125543 · Alviso, CABroker
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Tracy Tran LeCRD 6931726 · Murfreesboro, TNBroker
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Annie Le-NguyenCRD 3090749 · Alviso, CABroker
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Michael Edward LecocqCRD 8168105 · Woodland Hills, CABroker
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Allison Fawn LeeCRD 8220695 · Dallas, TXBroker
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Catherine LeeCRD 6712760 · Houston, TXBroker
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Hao Cheng LeeCRD 6716218 · Alviso, CABroker
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Jonathan LeeCRD 8162584 · Houston, TXBroker
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Kevin LeeCRD 2827982 · Alviso, CABroker
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Louis LeeCRD 7884556 · Jacksonville, FLBroker
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Sinwai Sanri LeeCRD 3232966 · Greenbelt, MDIA RegisteredBroker
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Thomas Jonghwa LeeCRD 2504575 · Great Neck, NYIA RegisteredBroker
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Venice LeeCRD 8082577 · Irvine, CABroker
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Yu-Huang LeeCRD 7322233 · Gaithersburg, MDIA RegisteredBroker
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Cynthia Marie LemanskiCRD 4421967 · Schaumburg, ILBroker
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Yi LenhertCRD 4803391 · Houston, TXBroker
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Fah Sean LeongCRD 8219679 · Dallas, TXIA RegisteredBroker
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Kristin LeporeCRD 7267532 · Rancho Cucamonga, CABroker
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Andrea LewisCRD 4397750 · Alpharetta, GAIA RegisteredBrokerDisclosure event(s) on record
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Deanna Rene LewisCRD 6444541 · Centennial, COIA RegisteredBroker
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Chuan-Ming LiCRD 7021568 · Columbia, MDBroker
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Jiarui LiCRD 8040970 · Flushing, NYIA RegisteredBroker
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Jing LiCRD 5221663 · Piscataway, NJBroker
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Julia Yan Hui LiCRD 7768893 · Waltham, MABroker
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Liwen LiCRD 7395329 · Princeton, NJIA RegisteredBroker
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Nan LiCRD 6587927 · Waltham, MABroker
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Ni LiCRD 6211930 · Beaverton, ORBroker
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Robin LiCRD 6227305 · Short Hills, NJIA RegisteredBroker
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Shirley Shu Qing LiCRD 3175459 · San Jose, CABroker
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Shuhong LiCRD 7159192 · Irvine, CABroker
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Tianning LiCRD 5333927 · Flushing, NYIA RegisteredBroker
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Ting LiCRD 7311321 · Bellevue, WABroker
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Xiao LiCRD 7461610 · Fishers, INBroker
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June LiaoCRD 2798501 · Las Vegas, NVIA RegisteredBroker
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Wei-Yi Victor LiaoCRD 4014442 · Alviso, CAIA RegisteredBroker
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Yuchen Jessica LiaoCRD 8264367 · Pleasanton, CABroker
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Kathy Thu LieuCRD 8138676 · Alviso, CABroker
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Vi Quang LieuCRD 2823747 · San Diego, CAIA RegisteredBroker
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Andrew Robisco LimCRD 8065085 · City Of Industry, CABroker
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Billy Bo LimCRD 6885117 · City Of Industry, CABroker
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Heng LimCRD 3267910 · Orange, CABroker
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Maymar Soe LimCRD 4951586 · San Carlos, CABroker
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Xiao LinCRD 7425768 · Alviso, CAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 16164 ↗
FINRA BrokerCheck record for firm CRD 16164 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.