Transamerica Financial Advisors, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

16164

SEC number

801-38618

Firm type

RIA

Assets under management

$2.1B as of Mar 31, 2026

Website

x.com/TRANSAMERICATFA ↗

Phone

770-248-3271

Address

Two Liberty Place, Philadelphia, PA, 19102

Advisors at this firm

2,043 in our index · page 31 of 41

• Yi ShiCRD 4696620 · Alviso, CA
  Broker
• Zhong ShiCRD 4611409 · Alviso, CA
  IA RegisteredBroker
• Ku Shiang ShiauCRD 5054063 · Edison, NJ
  Broker
• Amy ShihCRD 6096545 · Roseville, MN
  Broker
• Yueh-Kan ShihCRD 4366503 · Great Neck, NY
  Broker
• John C ShinCRD 2575864 · Las Vegas, NV
  IA RegisteredBroker
  Disclosure event(s) on record
• William Nathan ShorackCRD 4141207 · Fort Myers, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Lina ShuaiCRD 4576296 · Plano, TX
  Broker
• Sharon H. Y. ShyuCRD 5861026 · San Jose, CA
  IA RegisteredBroker
• Lorraine Reane SillerCRD 3276337 · Alviso, CA
  IA RegisteredBroker
• Tania Mayuyo SilverioCRD 4799587 · Cypress, CA
  Broker
• Gamaliel Hasian SimorangkirCRD 4496293 · Rancho Cucamonga, CA
  Broker
• Paramjeet SinghCRD 6880486 · Pleasanton, CA
  IA RegisteredBroker
• Vijay P SinghalCRD 4838980 · Short Hills, NJ
  IA RegisteredBroker
• Tagui SiroyanCRD 3104428 · Glendale, CA
  Broker
• Glenn Houston SmallCRD 2793171 · San Diego, CA
  Broker
• Gary Allen SmithCRD 1620923 · Irvine, CA
  IA RegisteredBroker
• Pia Miranda SnyderCRD 2646660 · Portland, OR
  IA RegisteredBroker
• Erin SolivenCRD 8044822 · Winter Park, FL
  IA Registered
• Hongyu SongCRD 6589136 · Gaithersburg, MD
  Broker
• Shenghao Melody SongCRD 6590379 · Morrisville, NC
  IA RegisteredBroker
• Gregory Dean SorensenCRD 2207121 · San Jose, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Rodney SorensenCRD 6005441 · Logan, UT
  Broker
• Joanna Fa-Soon SpaffordCRD 4442360 · Alviso, CA
  Broker
• Jeffrey Dennis SpainhourCRD 6228367 · Louisville, KY
  IA RegisteredBroker
• Roy St JohnCRD 5861003 · Murfreesboro, TN
  IA RegisteredBroker
• Matthew Thomas St. AndrewsCRD 5676612 · Cedar Rapids, IA
  Broker
• Vicki H StampsCRD 4603017 · Layton, UT
  Broker
• Brooks Louis SternbergCRD 4358859 · Rancho Cucamonga, CA
  Broker
• Kris Lavar StevensonCRD 3035247 · Layton, UT
  IA RegisteredBroker
  Disclosure event(s) on record
• Lauren Michelle StineCRD 4735244 · Rancho Cucamonga, CA
  Broker
• Vincent Tyler StinsonCRD 6289712 · Alpharetta, GA
  Broker
• Steven Waldo StockdaleCRD 2551340 · So. Jordan, UT
  IA RegisteredBroker
• Michael Bryant StokesCRD 1932909 · Red Bank, NJ
  Broker
• Stephanie StoreyCRD 6199461 · Thousand Oaks, CA
  IA RegisteredBroker
• Regina Ann StradfordCRD 4515237 · Houston, TX
  Broker
• Gary Lee StrawnCRD 2306975 · Plano, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Fuxiao SuCRD 4746430 · Alpharetta, GA
  IA RegisteredBroker
• Joanne SuCRD 4428803 · Radnor, PA
  Broker
• Yu SuCRD 5466780 · Waltham, MA
  Broker
• Franklin Ragadi Sucab-ButzkeCRD 6172106 · Torrance, CA
  Broker
• Scott Lynn SucklingCRD 4319404 · Portland, OR
  IA RegisteredBroker
• Michael Brian SuizoCRD 5859917 · Thousand Oaks, CA
  Broker
• Karena Chang SujoCRD 2950361 · San Gabriel, CA
  Broker
• Tracy Elizabeth Sula-WangCRD 6552241 · Irvine, CA
  IA RegisteredBroker
• Haihong SunCRD 4678992 · Flushing, NY
  Broker
• Jennifer SunCRD 6165029 · San Jose, CA
  Broker
• Julie H SunCRD 6899215 · Bellevue, WA
  IA RegisteredBroker
• Roy Yuchen SunCRD 6224956 · Plano, TX
  Broker
• Teresa SunCRD 6509280 · Phoenix, AZ
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.