Transamerica Financial Advisors, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

16164

SEC number

801-38618

Firm type

RIA

Assets under management

$2.1B as of Mar 31, 2026

Website

x.com/TRANSAMERICATFA ↗

Phone

770-248-3271

Address

Two Liberty Place, Philadelphia, PA, 19102

Advisors at this firm

2,043 in our index · page 33 of 41

• Jocelyn M SmileyCRD 6651237 · Kirtland, OH
  Broker
• John Robert SmithCRD 4132979 · Richmond, VA
  Broker
• Nathan R. SmithCRD 8188658 · Rancho Cucamonga, CA
  Broker
• Eduardo Bilagot SolangCRD 8035688 · Ellicott City, MD
  IA RegisteredBroker
• Savoeun Anda SonCRD 7922592 · Pasadena, CA
  Broker
• Michael Edward SparrowCRD 7448680 · Oakbrook Terrace, IL
  IA RegisteredBroker
• George T SpechtCRD 2576958 · Omaha, NE
  IA RegisteredBroker
• Vinayagam SrinivasanCRD 8273504 · Alviso, CA
  Broker
• Tammy Ann StefaniCRD 2494313 · Cedar Rapids, IA
  Broker
• Douglas Ralph StephensCRD 7048930 · Centennial, CO
  Broker
• Michael Anthony StevensCRD 7393681 · Woodland Hills, CA
  Broker
• Zachary P StewartCRD 6564401 · So. Jordan, UT
  Broker
• Jeffrey Lee StoneCRD 2655884 · Florence, AL
  IA RegisteredBroker
• Ming SuCRD 7499487 · Houston, TX
  Broker
• Ning SuCRD 5666082 · Plano, TX
  Broker
• Olivia Sula-WangCRD 6049659 · Irvine, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Leila Jojolola SulaimonCRD 7301399 · Plano, TX
  Broker
• Christina SunCRD 7868645 · Bellevue, WA
  IA RegisteredBroker
• Mei Guo SunCRD 8206149 · Gaithersburg, MD
  Broker
• Xin SunCRD 5026213 · Gaithersburg, MD
  Broker
• Zhenhua SunCRD 6592543 · Waltham, MA
  Broker
• Mark Wayne SurrattCRD 2304401 · Centennial, CO
  Broker
• Gregory Mark SwindallCRD 3216255 · Rock Hill, SC
  Broker
• Shakeeb H SyedCRD 4384815 · Canton, MA
  IA RegisteredBroker
• Minh Phuoc TaCRD 2689896 · Orange, CA
  Broker
• Mark TabarrejoCRD 5995850 · Santa Clara, CA
  Broker
• May Cabobos TabarrejoCRD 2820386 · Rancho Cucamonga, CA
  Broker
• Viseth TalCRD 7120778 · Orange, CA
  Broker
• Cathy L TamCRD 1230686 · San Jose, CA
  Broker
• Nelson Lee TanCRD 4687261 · Fremont, CA
  IA RegisteredBroker
• Rodel Ablin TanCRD 6223068 · Edison, NJ
  Broker
• Swee Tee TanCRD 2831689 · Roseville, MN
  Broker
• Zhaoxia TanCRD 4999325 · San Diego, CA
  IA RegisteredBroker
• Jennifer TangCRD 4127941 · Flushing, NY
  Broker
• Jun TangCRD 5308062 · Bellevue, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kuo Ting TangCRD 1939051 · Concord, CA
  Broker
• Peter K TangCRD 6781152 · San Gabriel, CA
  BrokerRegistration inactive
• Xiumin TangCRD 6123634 · Bellevue, WA
  Broker
• Anthony Ray TaylorCRD 2791322 · Chino, CA
  Broker
• Kathryn Mary TaylorCRD 4651827 · Cedar Rapids, IA
  Broker
• Kenneth TaylorCRD 6909574 · Tampa, FL
  IA RegisteredBroker
• Simone Ai TaylorCRD 3174365 · Plano, TX
  Broker
• Wendy Jo TaylorCRD 4263708 · Cedar Rapids, IA
  Broker
• Windel I TaylorCRD 6684798 · Apopka, FL
  IA RegisteredBroker
• Suwardi Taswin TeeCRD 4105569 · Bellevue, WA
  Broker
• Helen Nghi ThaiCRD 4503710 · Sacramento, CA
  Broker
• Valerie R ThatcherCRD 6773607 · Blackfoot, ID
  IA RegisteredBroker
• Leslie TheilackerCRD 4923042 · Jacksonville, FL
  IA RegisteredBroker
• Lijoy G ThomasCRD 4244206 · Houston, TX
  IA RegisteredBroker
• Brandon Alexander ThompsonCRD 6862676 · Reno, NV
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.