Cetera Investment Management LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 165436
- SEC number
- 801-77403
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.cetera.com/CETERA_INVESTMENT_MANAGEMENT ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schamburg, IL, 60173
Advisors at this firm
6 in our index · page 1 of 1
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Richard Paul AndersonCRD 1280599 · St Cloud, MNIA RegisteredBroker
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Tyler AkerlindCRD 7061711 · Saint Paul, MNIA RegisteredBroker
-
Gene Fitzgerald GoldmanCRD 2630667 · El Segundo, CAIA RegisteredBroker
-
Brian KlimkeCRD 4690819 · El Segundo, CAIA RegisteredBroker
-
Ross KronholmCRD 4743512 · St Paul, MNIA RegisteredBroker
-
Shannon Lee OtterbeckCRD 4243413 · San Diego, CAIA RegisteredBrokerDisclosure event(s) on record
1–6 of 6
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 165436 ↗
FINRA BrokerCheck record for firm CRD 165436 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.