Ashton Thomas Securities, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 16629
- SEC number
- 801-69225
- Firm type
- RIA
- Assets under management
- $1.9B as of Jun 3, 2026
- Website
- ashtonthomaspw.com/ashton-thomas-securities ↗
- Phone
- 800-323-3746
- Address
- 100 Meridian Centre Blvd, Rochester, NY, 14618
Advisors at this firm
53 in our index · page 1 of 2
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Matthew Bruce AdlerCRD 1021953 · Endicott, NYIA RegisteredBroker
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Gerald Haig AriyanCRD 2326282 · New York, NYIA RegisteredBroker
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Daniel Stephen BauersCRD 5458897 · New York, NYIA RegisteredBroker
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Emil Joseph BieleckiCRD 1009898 · Endicott, NYIA RegisteredBroker
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Tanisha Denise BranchCRD 4746067 · Deltona, FLBroker
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Jacqueline Ann BrittCRD 1606401 · Rochester, NYBroker
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Terrence Patrick BrittCRD 2165686 · Rochester, NYIA RegisteredBroker
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Mark Francis CavalierCRD 1011875 · San Francisco, CAIA RegisteredBrokerDisclosure event(s) on record
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Robert ClarkCRD 3234568 · Scottsdale, AZBroker
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Maria Lynn ColapietroCRD 1128203 · Endicott, NYBroker
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Justin Cole CuvelierCRD 5856548 · Rochester, NYIA RegisteredBroker
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Michael Patrick DavisCRD 3000142 · Westerville, OHIA RegisteredBroker
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Aileen F DefrodaCRD 5410978 · Wilmington, DEIA RegisteredBroker
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Lorna Elizabeth ErbCRD 7648983 · Rochester, NYIA RegisteredBroker
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Jamie Thomas FisherCRD 2628109 · Aspen, COIA RegisteredBrokerDisclosure event(s) on record
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Ross B FronkCRD 5719034 · Dillsburg, PAIA RegisteredBroker
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Michael Edward HansenCRD 4776213 · San Francisco, CABroker
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Hunter James HendrixCRD 7368773 · Boston, MABroker
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Kimberly JohnsonCRD 5378831 · Rochester, NYBroker
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Justine KinajCRD 6421254 · New York, NYIA RegisteredBroker
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Kevin KadingCRD 6864477 · Scottsdale, AZBroker
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Zbynek KozelskyCRD 4273719 · New York, NYIA RegisteredBroker
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Augustus Appleton KraftCRD 8255869 · Scottsdale, AZBroker
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Christine LanziseraCRD 5439202 · Rochester, NYIA RegisteredBroker
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Joseph Anthony LanziseraCRD 1052572 · Rochester, NYIA RegisteredBrokerDisclosure event(s) on record
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Robert James LeeCRD 4132826 · Rochester, NYIA RegisteredBroker
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Jennifer Lyn LottaCRD 2856533 · Rochester, NYIA RegisteredBroker
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Tami Ann LanziseraCRD 2712926 · Rochester, NYIA RegisteredBrokerDisclosure event(s) on record
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Randall Derrick LeeCRD 7679749 · Scottsdale, AZIA RegisteredBroker
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Theodore William McdonaghCRD 2668934 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Eric David MontijoCRD 6371487 · Scottsdale, AZIA RegisteredBroker
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Nadejda MocanCRD 7481679 · Boston, MAIA RegisteredBroker
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Kayleigh NakamuraCRD 6683567 · Rochester, NYBrokerRegistration inactive
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Beverly Erica OverackerCRD 7411890 · Rochester, NYBroker
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David Wesley PrullCRD 2922041 · Rochester, NYIA RegisteredBroker
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Tomas Antonio PovedanoCRD 5978458 · Rochester, NYBroker
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Collin Larry RiglerCRD 1932563 · Scottsdale, AZIA RegisteredBrokerDisclosure event(s) on record
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Susan E RegisterCRD 7321749 · Boston, MABroker
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Josy Luis Reid-EspinalCRD 7546660 · Rochester, NYIA RegisteredBroker
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Kylie RosenquestCRD 7936341 · Rochester, NYBroker
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Peter Daniel SartoriCRD 5064060 · Rochester, NYIA RegisteredBrokerDisclosure event(s) on record
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Cory Blaine SchauerCRD 5775390 · Boston, MAIA RegisteredBroker
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Jonathan Y SmithCRD 4257128 · San Francisco, CAIA RegisteredBroker
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C Christopher StaffordCRD 2170589 · Boston, MAIA RegisteredBrokerDisclosure event(s) on record
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Jody Ann SwappCRD 5203196 · Aspen, COIA RegisteredBroker
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Ryerson Peter ShippeeCRD 7992506 · Rochester, NYBroker
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Patrick Michael SmithCRD 7475248 · Rochester, NYBroker
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Eleonore Luce SnowCRD 6635440 · Bozeman, MTBrokerRegistration inactive
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Goda StevensCRD 7384450 · North Kingstown, RIIA RegisteredBroker
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Meghan Post ThomsonCRD 6829603 · Boston, MABroker
1–50 of 53Next →
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 16629 ↗
FINRA BrokerCheck record for firm CRD 16629 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.