Independent Advisor Alliance, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

168267

SEC number

801-78808

Firm type

RIA

Assets under management

$17.2B as of Jun 29, 2026

Website

fivestonefinancial.net ↗

Phone

888.430.1555

Address

11215 N. Community House Rd., Charlotte, NC, 28277

Advisors at this firm

217 in our index · page 4 of 5

• Kenneth Andrew PutnamCRD 5804010 · Cornelius, NC
  IA RegisteredBroker
• Jack M PaoliniCRD 7925580 · Medford, NJ
  IA RegisteredBroker
• Joseph Alexander PerrittCRD 7112443 · Irmo, SC
  IA RegisteredBroker
• Kevin Michael PhillipsCRD 6675704 · New Orleans, LA
  IA RegisteredRegistration inactive
• Anna Danielle RobbinsCRD 5506961 · Bend, OR
  IA RegisteredBroker
• Andrew W RollerCRD 4440500 · Kokomo, IN
  IA RegisteredBroker
• Chad William RollerCRD 5139916 · Conway, AR
  IA RegisteredBroker
• Gary Alan RosenstoneCRD 4660262 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Ernest William RossCRD 5154373 · Charlotte, NC
  IA RegisteredBroker
• Shane Robert RussellCRD 5899970 · Hilton Head Island, SC
  IA RegisteredBroker
• Robert Paul RussoCRD 4466372 · Charlotte, NC
  IA RegisteredBroker
• Johnny Kenard RutledgeCRD 5507113 · Matthews, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Anna Grace ReevesCRD 7981192 · Greenville, SC
  IA RegisteredRegistration inactive
• Mark Jonathan RobertsCRD 7964380 · Scarborough, ME
  IA Registered
• Greg Andrew RogersCRD 6586896 · Oregon City, OR
  IA Registered
• Timothy Thomas SalleeCRD 1947029 · Springfield, MO
  IA RegisteredBroker
• Arthur Neil SchlosserCRD 2394047 · Toledo, OH
  IA RegisteredBroker
• William Frederick SchmidtCRD 2316136 · Mount Dora, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Karl Bruce SchmidtkeCRD 2577024 · Wauwatosa, WI
  IA RegisteredBroker
• Ryan John SchriftCRD 5159085 · Belmont, NC
  IA RegisteredBroker
• Richard Justin SchrumCRD 4294043 · Wilmington, NC
  IA RegisteredBroker
• David John SchwartzCRD 5039137 · Walls, MS
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott Daniel SerfassCRD 4770660 · Charlotte, NC
  IA RegisteredBroker
• Jessica Nadine SextonCRD 5260955 · Charlotte, NC
  IA RegisteredBroker
• Kevin Umesh ShahCRD 6854188 · Irvine, CA
  IA RegisteredBroker
• Kourtney J ShawhanCRD 5606003 · Kokomo, IN
  IA RegisteredBroker
• Mike Scott SheetsCRD 4857563 · Irvine, CA
  IA RegisteredBroker
• John Fred ShrewsburyCRD 1998199 · Alexander, AR
  IA RegisteredBroker
• John Paul SineathCRD 5838254 · Columbia, SC
  IA RegisteredBroker
• Christopher J SisloCRD 6149652 · Hixson, TN
  IA Registered
• Charles David SkinnerCRD 6525922 · El Dorado, AR
  IA RegisteredBroker
• Clarence Homer SlaughterCRD 2680955 · High Point, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• John Sherrill SloopCRD 2499839 · Rock Hill, SC
  IA RegisteredBroker
• Fina Laura SneedCRD 5429010 · Irvine, CA
  IA RegisteredBroker
• Nicholas Vincent ScarcelliCRD 7394697 · Phoenix, AZ
  IA RegisteredBroker
• Nicholas G SherrerCRD 7745484 · Columbia, SC
  IA RegisteredBroker
• Devin Paul StampCRD 7370123 · Charlotte, NC
  IA RegisteredBroker
• Candice StanleyCRD 6035716 · Alexander, AR
  IA RegisteredBroker
• Georgia Kate StuartCRD 8120068 · Conway, AR
  IA RegisteredBroker
• Lisa Lynn TaylorCRD 5714150 · Columbia, SC
  IA RegisteredBroker
• Chad Edward TepeCRD 4206690 · Manhattan, KS
  IA RegisteredBroker
• Richard Dwayne TesseneerCRD 4230078 · Greensboro, NC
  IA RegisteredBroker
• Kyle J ThomasCRD 6347260 · Mooresville, NC
  IA RegisteredBroker
• Chad Allen TomCRD 3021957 · Zanesville, OH
  IA RegisteredBroker
• Stephen Giles TompkinsCRD 2507717 · Clemson, SC
  IA RegisteredBroker
• Thomas Haywood TrantCRD 2472211 · Henrico, NC
  IA RegisteredBroker
• William Ryan TrippCRD 4963054 · Aiken, SC
  IA RegisteredBroker
• Kevin Fredrick TyrrellCRD 1771530 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Rachel Miranda ToddCRD 7142163 · Alexander, AR
  IA RegisteredBroker
• Bradley TomlinCRD 8253504 · High Point, NC
  IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.