Umb Financial Services, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

17073

SEC number

801-62967

Firm type

RIA

Assets under management

$5.0M as of Apr 14, 2026

Website

www.umb.com/wealth-management/investing ↗

Phone

816-842-2222

Address

928 Grand Blvd, Kansas City, MO, 64106

Advisors at this firm

100 in our index · page 2 of 2

• Christopher Sheldon LongCRD 6076540 · South Ogden, UT
  Broker
• Nicholas Eric LuchtefeldCRD 4693289 · St. Louis, MO
  IA RegisteredBroker
• Matthew Roger LundeCRD 5496690 · Dallas, TX
  IA RegisteredBroker
• Arthur Lee LewisCRD 8142708 · Blue Springs, MO
  IA RegisteredBroker
• Roy C LinesCRD 1906516 · Dubuque, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen Gerard MaddenCRD 2910806 · Edison, NJ
  Broker
• Phillip James MasonCRD 6246519 · Kansas City, MO
  IA RegisteredBroker
• Thomas Harold MasseyCRD 2062653 · Dallas, TX
  Broker
• Jeffrey Thomas MaxwellCRD 2626068 · Kansas City, MO
  Broker
• Gena Marie MayerCRD 1616729 · St. Louis, MO
  Broker
• Tyler McallisterCRD 7326629 · St. Louis, MO
  IA RegisteredBroker
• Christopher Michael MccartyCRD 2308155 · Dallas, TX
  BrokerRegistration inactive
• John Alexander McqueenCRD 2797630 · Kansas City, MO
  Broker
• Nicholas MeletioCRD 5930032 · St. Louis, MO
  Broker
• Steven Louis MondryCRD 5741192 · Dallas, TX
  Broker
• Donna Lynn MorelandCRD 1177436 · Dallas, TX
  Broker
• Candace L. MontoyaCRD 5910726 · Denver, CO
  IA RegisteredBroker
• Mark Andrew NeffCRD 1316155 · Kansas City, MO
  Broker
• Karen Anne NumiCRD 4154455 · Clayton, MO
  IA RegisteredBroker
• John O'connellCRD 1713362 · Edison, NJ
  Broker
• Jessica O'sheaCRD 6023819 · Madison, WI
  IA RegisteredBroker
• Victor Michael PucciarelliCRD 1111797 · Dallas, TX
  Broker
• Matthew Kirk ReevesCRD 3087396 · Leawood, KS
  IA RegisteredBroker
• Brian William RellstabCRD 2271967 · Dallas, TX
  Broker
• Jacqueline Stacey RosenCRD 1775338 · Ballwin, MO
  Broker
• Kristian RawlsCRD 7485915 · Kansas City, MO
  Broker
• Claire Elizabeth RobersonCRD 8157976 · St. Louis, MO
  Broker
• Michael Philip SabettaCRD 2834157 · Phoenix, AZ
  IA Registered
• Francis M ScheuermanCRD 6455141 · Kansas City, MO
  IA RegisteredBroker
• Daniel Joseph ShearmanCRD 6175733 · Leawood, KS
  IA RegisteredRegistration inactive
• Nathan Scott SummersCRD 5477425 · West Des Moines, IA
  Broker
• Craig Herman SutherlandCRD 5982486 · Kansas City, MO
  IA RegisteredBroker
• Brad Allen SwansonCRD 6448596 · Denver, CO
  IA RegisteredBroker
• John Andrew SchickCRD 2720454 · Schnecksville, PA
  IA RegisteredBroker
• Zachary Adam SearsCRD 8238836 · Albuquerque, NM
  IA Registered
• Katherine Ann ShandsCRD 6487735 · St. Louis, MO
  IA RegisteredBroker
• Michael Jakob SilverCRD 7795234 · Kansas City, MO
  Broker
• Michael Toofik SimonCRD 5959625 · Phoenix, AZ
  IA RegisteredBroker
• Amy Jo SmallCRD 7198555 · Kansas City, MO
  Broker
• Brenna Renae StaplesCRD 7053011 · Sarcoxie, MO
  IA Registered
• Steven Patrick StrykerCRD 7384899 · Clayton, MO
  Broker
• Janice Lynn TrimmellCRD 1615681 · Overland Park, KS
  IA RegisteredBroker
• Shane W TonerCRD 5823223 · Kansas City, MO
  IA RegisteredBroker
• Chad William TreacyCRD 6757188 · St. Louis, MO
  IA Registered
• Jason Victor WeilerCRD 4493377 · Kansas City, MO
  Broker
• Steven Joseph WingetCRD 6655576 · Kansas City, MO
  IA RegisteredBroker
• Stephanie Ann WirthCRD 7322875 · St. Louis, MO
  Broker
• Hope Elaine WoodCRD 2602057 · Kansas City, MO
  Broker
• Peter Lasch WooldridgeCRD 2751388 · Dallas, TX
  Broker
• Andrei WeberCRD 5886291 · Allentown, PA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.