First Wilshire Securities Management, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 171971
- SEC number
- 801-15260
- Firm type
- RIA
- Assets under management
- $415.5M as of May 5, 2026
- Website
- www.linkedin.com/COMPANY/FIRST-WILSHIRE-SECURITIES-MANAGEMENT-INC- ↗
- Phone
- 626-796-6622
- Address
- 200 South Los Robles Ave., Pasadena, CA, 91101
Advisors at this firm
5 in our index · page 1 of 1
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William Adam CatonCRD 4539052 · Pasadena, CAIA RegisteredRegistration inactive
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Thomas Herbert HansonCRD 603752 · Pasadena, CAIA RegisteredRegistration inactive
-
Scott William HoodCRD 1788066 · Pasadena, CAIA RegisteredRegistration inactive
-
Howard Haoming LuCRD 4927988 · Pasadena, CAIA RegisteredRegistration inactive
-
Feliks ZlochistyyCRD 5138497 · Pasadena, CAIA RegisteredRegistration inactive
1–5 of 5
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 171971 ↗
FINRA BrokerCheck record for firm CRD 171971 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.