Founders Financial Alliance, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

173011

SEC number

801-108700

Firm type

RIA

Assets under management

$1.2B as of Mar 10, 2026

Website

foundersfinancialalliance.com ↗

Phone

855-860-5940

Address

9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC, 27615

Advisors at this firm

31 in our index · page 1 of 1

• Ralph Joseph AielloCRD 4161901 · Cary, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Anthony BarnetteCRD 4015846 · Wheeling, WV
  IA RegisteredBroker
• James Richard BateyCRD 5075948 · Chapel Hill, NC
  IA RegisteredBroker
• John P. BilliterCRD 5336716 · Raleigh, NC
  IA RegisteredBroker
• Wendy Susan CainCRD 1391746 · Albuquerque, NM
  IA RegisteredBroker
• Ernest CeccatoCRD 5527596 · Hickory, NC
  IA RegisteredBroker
• Trina Love ColtrainCRD 5310148 · Wilmington, NC
  IA RegisteredBroker
• Louis Joseph CostanzoCRD 1613791 · Raleigh, NC
  IA RegisteredBroker
• Dustin Joseph DefrancoCRD 5317625 · Wheeling, WV
  IA RegisteredBroker
  Disclosure event(s) on record
• Karen Lucinda DiamondCRD 2040547 · Sarasota, FL
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Terrence Lyman DonoghueCRD 808147 · Durham, NC
  IA RegisteredBroker
• Heather Nicole DefrancoCRD 7282007 · Wheeling, WV
  IA RegisteredBroker
• Nicholas E LivecchiCRD 5885664 · Raleigh, NC
  IA RegisteredBroker
• Jacob Britt LawsonCRD 7983823 · Pinehurst, NC
  IA Registered
• John Robert LawsonCRD 2087174 · Pinehurst, NC
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Gregory Robert MitroCRD 6184272 · St. Petersburg, FL
  IA RegisteredRegistration inactive
• Mark MccormickCRD 6264414 · Raleigh, NC
  IA Registered
• Cole Stephen NolteCRD 6900496 · Holly Springs, NC
  IA RegisteredBroker
• Brian T NelanCRD 4859531 · Cary, NC
  IA RegisteredRegistration inactive
• Ronald James PerryCRD 2037528 · Bermuda Run, NC
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Brad Kevin PinterCRD 5079421 · Raleigh, NC
  IA RegisteredRegistration inactive
• Susan C PokwatkaCRD 2057823 · Bluffton, SC
  IA RegisteredBroker
  Disclosure event(s) on record
• Ethan James PorterCRD 6885065 · Raleigh, NC
  IA RegisteredBroker
• Tommy Wayne PorterCRD 2198860 · Raleigh, NC
  IA RegisteredBroker
• Don Michael RudolphCRD 1743602 · Greenville, NC
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Joshua Blair SchmalzCRD 6005207 · Wheeling, WV
  IA RegisteredBroker
• Hantz Don SerraoCRD 4006555 · Sarasota, FL
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Derek R SimpsonCRD 5530112 · Wheeling, WV
  IA RegisteredBroker
• James Allen SloopCRD 4749806 · Raleigh, NC
  IA RegisteredBroker
• Jeffrey Michael TalleyCRD 3085499 · Locust, NC
  IA RegisteredBroker
• Bruce Noel TrushelCRD 1009907 · Wheeling, WV
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.