Advice And Planning Services

Firm record

As recorded in SEC IAPD

Firm CRD

20472

SEC number

801-63550

Firm type

RIA

Assets under management

$37.9B as of Apr 21, 2026

Website

www.facebook.com/TIAA ↗

Phone

212-490-9000

Address

730 Third Avenue, New York, NY, 10017-3206

Advisors at this firm

2,588 in our index · page 34 of 52

• Jeremiah Lee NeptuneCRD 6574047 · Frisco, TX
  IA RegisteredBroker
• Alexander Peter NewmanCRD 5100761 · New York, NY
  IA RegisteredBroker
• Thanh Duy NguyenCRD 6428832 · Frisco, TX
  Broker
• Jennifer Klein NicholsCRD 4060177 · Gainesville, FL
  Broker
• Nikki M NickensCRD 4822557 · St Louis, MO
  Broker
• Michael Nicholas NigroCRD 4260141 · Flower Mound, TX
  IA RegisteredBroker
• Pamela Gail NovotnyCRD 2828306 · Denver, CO
  Broker
• Benson NwauzorCRD 4169913 · Frisco, TX
  Broker
• Thomas Joseph NajarCRD 7427644 · Denver, CO
  Broker
• Joseph Richard NantoCRD 7339621 · Charlotte, NC
  Broker
• Isra Asif NawazCRD 8121866 · Frisco, TX
  Broker
• Samuel Njuguna NdongaCRD 7720662 · Mckinney, TX
  IA RegisteredBroker
• Myles Austyn NealCRD 7705360 · Charlotte, NC
  Broker
• Nicholas Jay NedveskyCRD 6986403 · Charlotte, NC
  Broker
• Stanislav NedzhetskiyCRD 5215151 · Merrick, NY
  IA RegisteredBroker
• Angela Dee NeeseCRD 6431694 · Charlotte, NC
  Broker
• Alfredo Negrete-AbreuCRD 7239396 · Charlotte, NC
  IA RegisteredBroker
• Emma Healani Louise NendelCRD 7695111 · Seattle, WA
  Broker
• Natalie Nicole NesbitCRD 3167269 · Charlotte, NC
  IA RegisteredBroker
• Eric NeufeldCRD 7025999 · Bellevue, WA
  IA Registered
• Ben Stephen NeugerCRD 5228797 · Charlotte, NC
  BrokerRegistration inactive
• Liam Thomas Wayne NewellCRD 8057909 · Charlotte, NC
  Broker
• Bradford Mcgregor NewittCRD 4713515 · East Lansing, MI
  IA RegisteredBroker
• Sean Michael NewmanCRD 6775146 · Frisco, TX
  IA RegisteredBroker
• Olivia Rai NewsomeCRD 7579586 · Charlotte, NC
  IA RegisteredBroker
• Ryan Ducvuong NgoCRD 8175522 · Charlotte, NC
  Broker
• Tien Thanh NguyenCRD 7335865 · Frisco, TX
  IA RegisteredBroker
• Viet NguyenCRD 6041788 · Marlton, NJ
  IA RegisteredBroker
• Joseph Anson NicholsCRD 7164864 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• William Brandon NiesmanCRD 6699066 · Frisco, TX
  BrokerRegistration inactive
• Anthony NigroCRD 5926434 · Fort Myers, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Rohan Pal NijhawanCRD 8136554 · Charlotte, NC
  Broker
• David NixCRD 5087343 · Waltham, MA
  Broker
• Brady Lee NolanCRD 7364190 · Dublin, OH
  IA RegisteredBroker
• Timmothy Erwin NootzCRD 4013016 · Charlotte, NC
  IA RegisteredBroker
• Aziza NorbaevaCRD 7573415 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Lauren Kymberly NurseCRD 8135251 · Charlotte, NC
  Broker
• Eric Michael O'brienCRD 4245901 · Charlotte, NC
  Broker
• Richard Franklyn O'brienCRD 4315845 · Coventry, RI
  IA RegisteredBroker
• James Andrew O'brienCRD 2507434 · Rochester, NY
  IA RegisteredBroker
• Gerald O O'malleyCRD 1256790 · Denver, CO
  Broker
• Shannon Marie O'neilCRD 7123257 · Princeton, NJ
  IA RegisteredBroker
• Keith Ronald ObergCRD 3112926 · Charlotte, NC
  Broker
• Daniel Patrick OconnellCRD 3010508 · Charlotte, NC
  Broker
• Patrick James OconnorCRD 5335422 · Wheaton, IL
  IA RegisteredBroker
• Brian Michael OdonoghueCRD 5028948 · Lake Grove, NY
  IA RegisteredBroker
• Craig Christopher OfficerCRD 7606577 · Charlotte, NC
  IA RegisteredBroker
• Kyle Christian OhnstadCRD 5704893 · Denver, CO
  IA RegisteredBroker
• Breila Maureen OhalloranCRD 7176410 · Denver, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Shelley Guerrette OharaCRD 4897615 · Waltham, MA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.