Advice And Planning Services

Firm record

As recorded in SEC IAPD

Firm CRD

20472

SEC number

801-63550

Firm type

RIA

Assets under management

$37.9B as of Apr 21, 2026

Website

www.facebook.com/TIAA ↗

Phone

212-490-9000

Address

730 Third Avenue, New York, NY, 10017-3206

Advisors at this firm

2,588 in our index · page 39 of 52

• Roberto Sanchez RevelesCRD 4501797 · Frisco, TX
  Broker
• Stephanie Roberta RezendesCRD 6003315 · Boston, MA
  Broker
• Crystal Lynn RichardsCRD 4207586 · Denver, CO
  Broker
• Omar Xavier RichardsonCRD 7317076 · Charlotte, NC
  Broker
• Dana Dorian RichmanCRD 6482249 · Denver, CO
  IA RegisteredBroker
• Garnett Lee RiddleCRD 2535944 · Charlottesville, VA
  IA RegisteredBroker
• Anne Elizabeth RileyCRD 4615501 · Latham, NY
  IA RegisteredBroker
• Ignacio Atilio RiosCRD 5589889 · Frisco, TX
  Broker
• Jonathan Bryce RitzerCRD 4776857 · Charlotte, NC
  Broker
• Thomas Patrick RivelliCRD 4422036 · Charlotte, NC
  Broker
• Sean Markoe RivinusCRD 7734596 · Charlotte, NC
  IA RegisteredBroker
• Victor John RoachCRD 4084997 · Beachwood, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Brian William RobbCRD 6482258 · Frisco, TX
  IA RegisteredBroker
• John Francis RobbCRD 5856178 · Atlanta, GA
  IA RegisteredBroker
• Charles RobertsCRD 4841734 · Denver, CO
  Broker
• Eric Lee RobertsCRD 5753221 · Ann Arbor, MI
  IA RegisteredBroker
• Russell Dana RobertsCRD 5386406 · Frisco, TX
  Broker
• Stuart RobertsonCRD 5288637 · Denver, CO
  Broker
• Carolyn Frate RobinCRD 4908219 · Atlanta, GA
  IA RegisteredBroker
• Clinton Joel RobinsonCRD 4665497 · Seattle, WA
  IA RegisteredBroker
• Drew Wade RobinsonCRD 6276810 · Frisco, TX
  Broker
• Jeremy Daniel RobinsonCRD 5458003 · Charlotte, NC
  IA RegisteredBroker
• Christina Lynn RockwellCRD 6469472 · Frisco, TX
  Broker
• Janika T RodgersCRD 5073344 · Mansfield, TX
  IA RegisteredBroker
• Rhonda Marie RodriguezCRD 2828182 · Frisco, TX
  Broker
• Chris Anthony RogersCRD 6652814 · Charlotte, NC
  Broker
• Heather M RogersCRD 5273305 · Charlotte, NC
  Broker
• Jennifer Lynn RogersCRD 2855175 · Denver, CO
  Broker
• Paul Doral RogersCRD 4593248 · Frisco, TX
  BrokerRegistration inactive
• Shane Charles RoghaarCRD 3087548 · Salt Lake City, UT
  IA RegisteredBroker
• Meiling Ciaccia RoitzCRD 5122933 · Denver, CO
  Broker
• Ralph Wayne RomanelloCRD 4266887 · Hamden, CT
  IA RegisteredBroker
• James Anthony RomanoCRD 2959066 · Denver, CO
  Broker
• Angelique M RomeroCRD 2002367 · Charlotte, NC
  Broker
• Vincent Scott RoneyCRD 2352886 · Pittsburgh, PA
  Broker
• Steven Michael RooseCRD 6427668 · Charlotte, NC
  Broker
• Debbie Dehon RoseCRD 1912733 · Charlotte, NC
  Broker
• Anthony John RoselliCRD 5819481 · Roseland, NJ
  IA RegisteredBroker
• Brian O RossCRD 5208657 · Charlotte, NC
  Broker
• Jonathan David RossCRD 4732843 · Charlotte, NC
  Broker
• Justin Michelle RoundtreeCRD 4301291 · Frisco, TX
  IA RegisteredBroker
• Michael Aaron RovnerCRD 5856819 · Frisco, TX
  Broker
• Patrick Sterling RoweCRD 4664015 · Frisco, TX
  IA RegisteredBroker
• Johan Arturo RubioCRD 6090832 · Miramar, FL
  IA RegisteredBroker
• Elizabeth Mary RuizCRD 2983737 · Denver, CO
  Broker
• James Alexander RushtonCRD 2415915 · Hanover, NH
  IA RegisteredBroker
  Disclosure event(s) on record
• Cindy Ann RyanCRD 5711181 · Providence, RI
  IA RegisteredBroker
• Deborah Ann RyanCRD 4509660 · New York, NY
  Broker
• Gregory Stephen RyanCRD 2823099 · Charlotte, NC
  IA RegisteredBroker
• Stephenie RybarczykCRD 4142015 · Denver, CO
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.