Advice And Planning Services

Firm record

As recorded in SEC IAPD

Firm CRD

20472

SEC number

801-63550

Firm type

RIA

Assets under management

$37.9B as of Apr 21, 2026

Website

www.facebook.com/TIAA ↗

Phone

212-490-9000

Address

730 Third Avenue, New York, NY, 10017-3206

Advisors at this firm

2,588 in our index · page 42 of 52

• Matthew Thomas SchmidtCRD 4211093 · Denver, CO
  IA RegisteredBroker
• Marc Eric SchneiderCRD 4155241 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Mitchell Stuart SchorCRD 2510352 · Roseland, NJ
  IA RegisteredBroker
• Aaron Thomas SchroederCRD 6362519 · Denver, CO
  Broker
• John Michael SchulerCRD 5336342 · Waltham, MA
  IA RegisteredBroker
• Consuelo Loraine ScottCRD 5226546 · Charlotte, NC
  Broker
• Diron Christian ScottCRD 2534984 · Phoenix, AZ
  Broker
• Joshua Keith ScottCRD 5380267 · Belmont, NC
  IA RegisteredBroker
• Herman ScrivenCRD 4816274 · Atlanta, GA
  IA RegisteredBroker
• Chad Allen SeabaughCRD 4316523 · Lexington, KY
  Broker
• Bryan P SechristCRD 5323372 · Fort Worth, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven Michael SeguraCRD 6482253 · Tallahassee, FL
  IA RegisteredBroker
• John Paul SeifriedCRD 2072263 · Radnor, PA
  IA RegisteredBroker
• Melissa Ann SeitchekCRD 6098916 · White Haven, PA
  IA RegisteredBroker
• Annateresa SemeraroCRD 4008260 · New York, NY
  IA RegisteredBroker
• Joseph Francis SenackeribCRD 1318659 · Waltham, MA
  Broker
• Brian Richard SenatoreCRD 2642943 · Charlotte, NC
  IA RegisteredBroker
• Theresa Sharon SerafimovskiCRD 4698367 · Ann Arbor, MI
  IA RegisteredBroker
• Cem SevincCRD 7471968 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Brett A SextonCRD 4214502 · Matthews, NC
  IA RegisteredBroker
• Douglas George SextonCRD 3258720 · Denver, CO
  Broker
• Derek M ShafferCRD 6263425 · Mechanicsburg, PA
  IA RegisteredBroker
• Barbara Jean ShawCRD 4458086 · Charlotte, NC
  Broker
• Bernard ShawCRD 1822745 · Charlotte, NC
  BrokerRegistration inactive
• Anthony Pailun ShiaoCRD 3059530 · Pasadena, CA
  IA RegisteredBroker
• Paul Edmond ShortCRD 1518432 · Charlotte, NC
  IA RegisteredBroker
• Gabriel Bryan ShraderCRD 4096553 · Denver, CO
  Broker
• Kristi Leanne ShumateCRD 5336890 · Argyle, TX
  IA RegisteredBroker
• Glenn C SiddallCRD 6142683 · Frisco, TX
  Broker
• Brandon Wayne SiebertCRD 5390304 · Latham, NY
  IA RegisteredBroker
• Maria SiersmaCRD 6424810 · Charlotte, NC
  Broker
• Tyrell Jason SilerCRD 4847603 · Charlotte, NC
  IA RegisteredBroker
• Vonzell Zemblist SimmonsCRD 4283839 · Charlotte, NC
  Broker
• James Joseph SimoneCRD 2598975 · Wake Forest, NC
  IA RegisteredBroker
• Benjamin Sumner SimpsonCRD 4648516 · Evergreen, CO
  IA RegisteredBroker
• Lane Douglas SiresCRD 4365158 · Johnston, IA
  IA RegisteredBroker
• John Alton SkinnerCRD 4410099 · Charlotte, NC
  Broker
• Joseph William SladekCRD 4704491 · North Bethesda, MD
  IA RegisteredBroker
• Brad Alexander SloanCRD 4557752 · Latham, NY
  IA RegisteredBroker
• Scott Michael SmallmanCRD 1240393 · Charlotte, NC
  Broker
• Terrance Denoid SmileyCRD 2976025 · Frisco, TX
  Broker
• Brooke Randall SmithCRD 2381672 · Salt Lake City, UT
  IA RegisteredBroker
• Carine Fischer SmithCRD 4833492 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Chrisjon Michelle SmithCRD 5905773 · Charlotte, NC
  IA RegisteredBroker
• Makeda Elizabeth SmithCRD 4819499 · Charlotte, NC
  IA RegisteredBroker
• Margaret Mary SmithCRD 4282628 · Melville, NY
  Broker
• Michael Rollin SmithCRD 5112679 · Beachwood, OH
  IA RegisteredBroker
• Michael Ray SmithCRD 4777228 · Charlotte, NC
  IA RegisteredBroker
• Ryan D SmithCRD 5260566 · Charlotte, NC
  Broker
• Stephen Thomas SmithCRD 2395102 · Ithaca, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.