Advice And Planning Services

Firm record

As recorded in SEC IAPD

Firm CRD

20472

SEC number

801-63550

Firm type

RIA

Assets under management

$37.9B as of Apr 21, 2026

Website

www.facebook.com/TIAA ↗

Phone

212-490-9000

Address

730 Third Avenue, New York, NY, 10017-3206

Advisors at this firm

2,588 in our index · page 45 of 52

• Leah Annrita SheridanCRD 8018499 · Frisco, TX
  Broker
• Charu ShrivastavaCRD 7592864 · Charlotte, NC
  Broker
• Joshua Taylor ShrockCRD 6759635 · Frisco, TX
  Broker
• Ryan Wallace ShrumCRD 7841351 · Frisco, TX
  Broker
• Kent Bevan ShufordCRD 4381996 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Lauren SiegelCRD 7349352 · Cambridge, MA
  Broker
• Alison Kristine SiersmaCRD 8196779 · Charlotte, NC
  Broker
• Eugenia Elisia Simmons-DennisCRD 2064357 · Charlotte, NC
  Broker
• Alhamisi Juni SimmsCRD 4548997 · Charlotte, NC
  IA Registered
• Jacob Daniel SimonCRD 7733547 · Waxhaw, NC
  IA RegisteredBroker
• Joseph Russel SimoncelliCRD 7542696 · Bensenville, IL
  IA RegisteredBroker
• Carla Deniese SimsCRD 7301432 · Charlotte, NC
  IA RegisteredBroker
• Monecia Monye SinetteCRD 7163450 · Frisco, TX
  Broker
• Manpreet SinghCRD 8030843 · Charlotte, NC
  Broker
• Nathan Charles SjostromCRD 5868934 · Denver, CO
  Broker
• Dean Robert SkinnerCRD 7259117 · Knoxville, TN
  IA RegisteredBroker
• Samuel Montgomery SkinnerCRD 8065446 · Frisco, TX
  Broker
• Katherine Christine SkorupskiCRD 5391509 · Chicago, IL
  Broker
• Jawn James SkrabaczCRD 6687670 · Charlotte, NC
  Broker
• Bobby Lee SlateCRD 3043107 · Honolulu, HI
  IA RegisteredBroker
  Disclosure event(s) on record
• Eleanor Dellinger SloopCRD 6223613 · Charlotte, NC
  IA RegisteredBroker
• Jasmine Letriese SmallsCRD 6873282 · Pasadena, CA
  IA RegisteredBroker
• Sterling Eugene SmarrCRD 7800576 · Charlotte, NC
  Broker
• Andrew David SmithCRD 6868881 · Frisco, TX
  Broker
• Charles Eugene SmithCRD 5004163 · Charlotte, NC
  Broker
• Haley Caprina SmithCRD 8053585 · Frisco, TX
  Broker
• Jennifer Lynn Beverly SmithCRD 6034153 · Frisco, TX
  Broker
• Justin Ojay SmithCRD 7698200 · Frisco, TX
  Broker
• Layne Alexander SmithCRD 6907842 · Frisco, TX
  Broker
• Noah Marcellas SmithCRD 8090613 · Charlotte, NC
  Broker
• Shelby Oneil SmithCRD 6629828 · Frisco, TX
  Broker
• Weston William SmithCRD 8218748 · Charlotte, NC
  Broker
• Peyton Leanne SmithwickCRD 7687238 · Frisco, TX
  Broker
• Blake Anthony SniderCRD 7682526 · Charlotte, NC
  IA RegisteredBroker
• Jonathan Ridenour SnyderCRD 5373100 · Frisco, TX
  Broker
• Susan Leslie SoderbergCRD 6768142 · Chicago, IL
  IA RegisteredBroker
• Staci Jeanne SohlCRD 6337945 · Denver, CO
  Broker
• Jane Gihyun SohnCRD 7682142 · Frisco, TX
  Broker
• Imana Monae SolomonCRD 7625323 · Charlotte, NC
  Broker
• Amandeep Kaur SomalCRD 7076970 · Ponder, TX
  IA RegisteredBroker
• Tyler James SomodiCRD 8116391 · Philadelphia, PA
  IA Registered
• Zhijuan SongCRD 7387391 · Charlotte, NC
  Broker
• Michael SorvilloCRD 6993594 · Port St Lucie, FL
  IA RegisteredBroker
• Antonio SosaCRD 6740183 · Garland, TX
  IA RegisteredBroker
• Jennifer Carol SpearsCRD 5655155 · Charlotte, NC
  Broker
• Michael Anthony SpechtCRD 5238352 · Concord, NC
  IA RegisteredBroker
• Michael Anthony SpechtCRD 8146998 · Charlotte, NC
  Broker
• John Benjamin SpoonerCRD 6287777 · Richmond, VA
  IA RegisteredBroker
• Larry Hampton SpradleyCRD 6559671 · Durham, NC
  Broker
• Nathaniel Duran SpringsCRD 7994064 · Charlotte, NC
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.