Oppenheimer & Co. Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

249

SEC number

801-887

Firm type

RIA

Assets under management

$36.7B as of Jun 23, 2026

Website

www.oppenheimer.com ↗

Phone

212-668-8000

Address

85 Broad Street, New York, NY, 10004

Advisors at this firm

1,368 in our index · page 10 of 28

• Navin K GuptaCRD 5939112 · New York, NY
  Broker
• Lori Lee GustafsonCRD 1544883 · Glastonbury, CT
  Broker
• Giovanna M GallardoCRD 7390664 · Coral Gables, FL
  Broker
• Peter Gwynn-SacksonCRD 7982055 · Washington, DC
  IA RegisteredBroker
• Matthew HaaschCRD 7251467 · New York, NY
  Broker
• Alexandra HaassCRD 7889550 · Denver, CO
  IA RegisteredBroker
• Sanford Alan HaberCRD 2164396 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph Charles HaganCRD 1191622 · Warrington, PA
  IA RegisteredBroker
• Andrew Michael HammerCRD 6478497 · New York, NY
  Broker
• Brian Dean HammerCRD 2162483 · Newport Beach, CA
  IA RegisteredBroker
• Veronica Marie HanerCRD 6296652 · Houston, TX
  Broker
• Erik John HanhauserCRD 6458177 · Radnor, PA
  IA RegisteredBroker
• John Alan HanhauserCRD 1570539 · Radnor, PA
  IA RegisteredBroker
• Pavel HanysCRD 3201145 · New York, NY
  Broker
• Owen Martin HareCRD 7602091 · Chicago, IL
  Broker
• Rajiv Amar HargunaniCRD 5161107 · Dallas, TX
  IA RegisteredBroker
• Lawrence HarkavyCRD 2218203 · Hauppauge, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Joshua Patrick HarnessCRD 4963278 · Nashville, TN
  IA RegisteredBroker
• Larry Lazelle HarperCRD 818692 · New York, NY
  IA RegisteredBroker
• Oraine HarrisonCRD 5642277 · New York, NY
  Broker
• Marla Elizabeth HartCRD 6814421 · Leawood, KS
  IA RegisteredBroker
• William Lowell HartCRD 6494058 · Coral Gables, FL
  Broker
• Bruce Alan HartzmarkCRD 1106323 · Beachwood, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Brandon D HarveyCRD 7715364 · Stamford, CT
  IA RegisteredBroker
• Jared Ian HassmanCRD 8087511 · Warrington, PA
  IA RegisteredBroker
• Melissa HauaCRD 8001249 · New York, NY
  IA RegisteredBroker
• Mark Allan HauserCRD 1545167 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Janet HayesCRD 1283236 · Jericho, NY
  IA RegisteredBroker
• Robert Maurice HaynieCRD 2374794 · Seattle, WA
  IA RegisteredBroker
• Manda Claire HegedusCRD 4893055 · Florham Park, NJ
  IA RegisteredBroker
• Denanne Michelle HeilCRD 1972073 · Edwardsville, IL
  IA RegisteredBroker
• Stephen J HeilCRD 1949965 · Edwardsville, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jake HeimowitzCRD 7741140 · New York, NY
  Broker
• Daniel Stuart HellerCRD 2303462 · Richmond, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• John David HellierCRD 1526381 · New York, NY
  Broker
• Michael Patrick HenneberryCRD 2259725 · New York, NY
  Broker
• Kevin Tyrone HenryCRD 5905231 · Washington, DC
  IA RegisteredBroker
• Gavin John HerdonCRD 7760119 · Wyandotte, MI
  Broker
• Samuel HerekCRD 7948084 · Chicago, IL
  IA RegisteredBroker
• Hollis Lynn HermanCRD 1329982 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Matthew Baron HershenhornCRD 6665865 · New York, NY
  IA RegisteredBroker
• David Alexander HertlCRD 2154822 · Pickerington, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Danielle Kristine HewittCRD 6000928 · Florham Park, NJ
  Broker
• John Charles HexamerCRD 1667871 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Mitchell Joseph HickeyCRD 6074090 · San Francisco, CA
  IA RegisteredBroker
• Charles Lewis HillisCRD 835386 · Jenkintown, PA
  IA RegisteredBroker
• Samantha Jean HiltonCRD 1518591 · Fort Lauderdale, FL
  Broker
• Howard Alan HirschCRD 1778481 · White Plains, NY
  IA RegisteredBroker
• Jan Wah HoCRD 4261642 · New York, NY
  Broker
• Michael John HoctorCRD 855965 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.