Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 21 of 28
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Jeffrey Alan RivlinCRD 1769343 · Delray Beach, FLIA RegisteredBroker
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David Hunter RobbCRD 1331359 · Philadelphia, PAIA RegisteredBrokerDisclosure event(s) on record
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Audre Suzanne RobertsonCRD 1997160 · Virginia Beach, VAIA RegisteredBroker
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Robyn Jacobs RobertsonCRD 1776345 · Houston, TXBroker
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Jonathan Alexander RobinsonCRD 4354216 · Chapel Hill, NCIA RegisteredBroker
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Tanner Gray RobinsonCRD 5084822 · Winston-Salem, NCIA RegisteredBroker
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Molly RochlinCRD 7440203 · Washington, DCBroker
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Kathleen M RockwoodCRD 5525173 · Warrington, PABroker
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Charles Edward RodenCRD 402187 · Armonk, NYIA RegisteredBrokerDisclosure event(s) on record
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Betty RodriguezCRD 1859215 · Fort Lauderdale, FLBroker
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Steven Anthony RodriguezCRD 5930049 · Newport Beach, CAIA RegisteredBroker
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Manuel Rodriguez MorenoCRD 4243403 · New York, NYBroker
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Veronica Mary RoganCRD 1203635 · New York, NYBroker
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David Frank RogersCRD 2379603 · New York, NYBroker
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Mark Joshua RomanCRD 6189940 · Los Angeles, CAIA RegisteredBroker
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Paul Thomas RomanelloCRD 1053114 · Hauppauge, NYIA RegisteredBroker
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Luis Alberto RosarioCRD 4593449 · Fort Lauderdale, FLIA RegisteredBrokerDisclosure event(s) on record
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Eric Brian RosenbergCRD 1027041 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Michael Howard RosenmayerCRD 2352488 · Los Angeles, CAIA RegisteredBrokerDisclosure event(s) on record
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Robert David RosenstockCRD 1590277 · Los Angeles, CAIA RegisteredBroker
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Concepcion De Guzman RoseteCRD 2598769 · San Francisco, CABroker
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Harvey Mark RossCRD 1361657 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Brian Alan RothCRD 1424322 · New York, NYIA RegisteredBroker
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David Stuart RothCRD 1876806 · Stamford, CTIA RegisteredBroker
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Philip Norman RothmanCRD 1564681 · Princeton, NJIA RegisteredBroker
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Dominique RotondiCRD 7316961 · Warrington, PABroker
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Jay Richard RowleyCRD 2009153 · Atlanta, GAIA RegisteredBroker
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Ritendra RoyCRD 4854881 · New York, NYBroker
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Shippen RoyerCRD 6292352 · Washington, DCIA RegisteredBroker
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Karl Peter RozakCRD 2239418 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Violet Ann RozkowskiCRD 1799614 · New York, NYBroker
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Cristian Camilo RubianoCRD 6023603 · Fort Lauderdale, FLIA RegisteredBroker
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Evelyn RubinsteinCRD 7307777 · Princeton, NJIA RegisteredBroker
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Lawrence Jay RubinsteinCRD 1303211 · Princeton, NJIA RegisteredBroker
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Emilyann D RubioCRD 5078996 · Birmingham, MIIA RegisteredBroker
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Anthony Charles RudaCRD 1132018 · Plymouth, MIIA RegisteredBrokerDisclosure event(s) on record
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Kirk David RuddyCRD 2259318 · New York, NYBroker
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Diana Sarah RudwilleitCRD 5566755 · North Palm Beach, FLIA RegisteredBroker
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Fabio RuggieroCRD 4190223 · New York, NYBroker
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Colin William RuschCRD 5039264 · New York, NYBroker
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Antonio RussoCRD 8089041 · New York, NYIA RegisteredBroker
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Lindsey Jordan RyallsCRD 7964338 · New York, NYBroker
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Mary Jane Theresa RyanCRD 1284439 · New York, NYIA RegisteredBroker
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Sherri Harrell RyanCRD 1966766 · Seattle, WAIA RegisteredBroker
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Emily RyklinCRD 8147545 · Stamford, CTIA RegisteredBroker
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Matthew Steven RaabCRD 7332680 · New York, NYBroker
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Hallie Lamont RandolphCRD 1606511 · New York, NYBroker
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Grant Steven ReedCRD 8036043 · New York, NYBroker
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Alexander Keith RendeCRD 8195856 · New York, NYBroker
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Bruce Wayne RideauxCRD 4596870 · Dallas, TXBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.