Oppenheimer & Co. Inc.

CRD 249 · New York, NY · $36.7B AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 249
SEC number: 801-887
Firm type: RIA
Assets under management: $36.7B as of Jun 23, 2026
Website: www.oppenheimer.com ↗
Phone: 212-668-8000
Address: 85 Broad Street, New York, NY, 10004

Advisors at this firm

1,368 in our index · page 28 of 28

Ian Alexander Yi DiatlovaCRD 8081531 · Fort Lauderdale, FL

IA RegisteredBroker
Nancye Louise YoestCRD 1573656 · Boston, MA

Broker
James YooCRD 2427808 · Fort Worth, TX

IA RegisteredBroker

Disclosure event(s) on record
Jasper YoonCRD 6506942 · New York, NY

Broker
Sharon Ann YoungCRD 1212624 · Chesterfield, MO

IA RegisteredBroker

Disclosure event(s) on record
Guibens YouteCRD 7339820 · Delray Beach, FL

IA RegisteredBroker
Ralph Louis YovaneCRD 1886432 · Danbury, CT

IA RegisteredBroker

Disclosure event(s) on record
Ali ZafarCRD 6486729 · Boca Raton, FL

IA RegisteredBroker
Timothy Louis ZahrobskyCRD 4978694 · Baltimore, MD

Broker
Tama Helene ZaydonCRD 1376252 · Coral Gables, FL

IA RegisteredBroker
Omar Cayetano ZeollaCRD 2697807 · New York, NY

Broker
Wayne ZhongCRD 4721315 · San Francisco, CA

IA RegisteredBroker
Frank Michael ZuchCRD 1121366 · Dallas, TX

IA RegisteredBroker
Tatiana J ZurekCRD 4079846 · Coral Gables, FL

IA RegisteredBroker

Disclosure event(s) on record
Stephanie Ann ZyskCRD 4946263 · Warrington, PA

IA RegisteredBroker
Yan Xin ZhaoCRD 7876855 · New York, NY

Broker
Brian Wing Yue ZhouCRD 7725665 · New York, NY

Broker
Aaron M ZirkerCRD 7993035 · New York, NY

IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for firm CRD 249 ↗ FINRA BrokerCheck record for firm CRD 249 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.