Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 4 of 28
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Duane Dominic CabreraCRD 2039205 · Radnor, PAIA RegisteredBroker
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Peter Michael CadaretCRD 2833000 · New York, NYIA RegisteredBroker
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Jean Ellen Cafazzo HopkinsCRD 1462407 · Boston, MABrokerRegistration inactive
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Arthur Alexander CaioneCRD 2200691 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Andy Andre CajasCRD 7787659 · New York, NYBroker
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Lisa Marie CalabrisottoCRD 1552117 · New York, NYBroker
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Kevin Joseph CaldiniCRD 7936792 · New York, NYBroker
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Douglas Wright CameronCRD 2550436 · White Plains, NYBroker
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Michael Leo CampioneCRD 2093819 · New York, NYIA RegisteredBroker
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Juan Carlos CanoCRD 2688913 · New York, NYBroker
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Jack CantalinCRD 6534877 · St. Louis, MOIA RegisteredBroker
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Joaquin Eduardo CantoCRD 1100183 · Houston, TXIA RegisteredBroker
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Santiago Reynaldo CantoCRD 7936751 · Coral Gables, FLBroker
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Henry CapellanCRD 4926487 · New York, NYBroker
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Joanna Antoinette CapobiancoCRD 1042723 · New York, NYIA RegisteredBroker
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David Staats CareyCRD 1224756 · San Francisco, CAIA RegisteredBrokerDisclosure event(s) on record
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Lora Elaine CarlonCRD 1403003 · Chicago, ILIA RegisteredBroker
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Frank Dominic CarpinCRD 41379 · Richmond, VAIA RegisteredBroker
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Lauren Nicole CarterCRD 3064046 · Philadelphia, PABroker
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Paul Theodore CasaliCRD 1777253 · Litchfield, CTIA RegisteredBroker
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Joseph Michael CaserioCRD 1255731 · Birmingham, MIIA RegisteredBroker
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Barry Mitchell CashCRD 1551847 · New York, NYIA RegisteredBroker
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Laurence J CasperCRD 4997554 · Asheville, NCIA RegisteredBroker
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Connor CassidyCRD 7633051 · New York, NYIA RegisteredBroker
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Alberto CastanerCRD 1603341 · Fort Lauderdale, FLIA RegisteredBrokerDisclosure event(s) on record
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Brenda CastellanoCRD 1440085 · New York, NYBroker
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Sherri Lynn CastnerCRD 2358801 · Paris, KYBroker
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Gael CataldoCRD 8208893 · Fort Lauderdale, FLIA RegisteredBroker
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Patrick T CatarelloCRD 4776410 · Chicago, ILIA RegisteredBroker
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Daniel Patrick CavagnaroCRD 1392891 · Lake Oswego, ORIA RegisteredBroker
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Charmaine Yvonne CavalloCRD 1001896 · New York, NYBroker
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Lynley R CavanaughCRD 2068065 · Richmond, VABroker
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Timothy James CavanaughCRD 1940361 · New York, NYBroker
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Jason Lee ChabekCRD 4237812 · Fort Myers, FLIA RegisteredBrokerDisclosure event(s) on record
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Sangeetha ChakinalaCRD 3131445 · New York, NYBroker
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Barry ChanCRD 3265160 · New York, NYBroker
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Jenny W ChanCRD 4876823 · Brooklyn, NYIA RegisteredBroker
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Arthur Everett ChandlerCRD 44428 · Lake Oswego, ORIA RegisteredBroker
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Anne I ChaoCRD 2413472 · Bellevue, WAIA RegisteredBroker
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Craig Ernst ChapmanCRD 2736738 · Scottsdale, AZIA RegisteredBrokerDisclosure event(s) on record
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Kimberly Cherry ChapmanCRD 5569465 · Dallas, TXBroker
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Jude Thaddeus CharlestonCRD 1477656 · Sterling Heights, MIBroker
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Ryan Patrick CharronCRD 5492209 · Port Huron, MIIA RegisteredBroker
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Andrew D ChasanoffCRD 7206205 · New York, NYBroker
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Michael Edward ChatmanCRD 2626131 · New York, NYBroker
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Lorraine Shihchun ChengCRD 2121145 · Bellevue, WAIA RegisteredBroker
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May Chun-Yong ChengCRD 4011082 · New York, NYBroker
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Marcos Andres Chevallier-BoutellCRD 4785721 · Coral Gables, FLIA RegisteredBroker
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Gregory Paul ChinnCRD 1326314 · Wichita, KSIA RegisteredBrokerDisclosure event(s) on record
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Sandra Lynn ChismCRD 2204917 · Kansas City, MOIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.