Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 7 of 28
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Samuel B DrakeCRD 2376948 · Atlanta, GAIA RegisteredBroker
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Timothy Owen DrinkallCRD 4752062 · Stamford, CTIA RegisteredBroker
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Edward John DriscollCRD 1996780 · Hauppauge, NYBroker
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Abby Lea DruckerCRD 1843096 · New York, NYBroker
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Brian Keith DubeCRD 2288778 · New York, NYIA RegisteredBroker
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John David DuboisCRD 3099120 · New York, NYIA RegisteredBroker
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Thomas Dean DudleyCRD 1796448 · East Lansing, MIIA RegisteredBroker
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Susan G DugganCRD 2659589 · Philadelphia, PABroker
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Jonathan Alan DumontCRD 6577611 · New York, NYBroker
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Leon Arnold DuncanCRD 5056188 · New York, NYBroker
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John DuniganCRD 7457027 · New York, NYBroker
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Gilbert Wilmer Go DychiaoCRD 4551022 · New York, NYBroker
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Michelle DydakCRD 1862354 · Jenkintown, PABroker
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David DziadziolaCRD 2424902 · Austin, TXIA RegisteredBroker
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James Kenneth DziadziolaCRD 1053476 · Birmingham, MIIA RegisteredBroker
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Charles Pierce DallapeCRD 7780190 · San Francisco, CABroker
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Mcgovern Niall DeaneCRD 7616287 · New York, NYBroker
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Colin DrowicaCRD 5047451 · New York, NYBroker
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George Thomas EbenhackCRD 75024 · Carlsbad, CAIA RegisteredBrokerDisclosure event(s) on record
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Elizabeth Marie EhlenCRD 5155920 · Edwardsville, ILIA RegisteredBroker
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Dawn M EhretCRD 5149505 · Bethlehem, PAIA RegisteredBrokerDisclosure event(s) on record
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Jake Michael EitzenCRD 6065598 · Oro Valley, AZIA RegisteredBroker
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Michael Douglas EitzenCRD 1588646 · Oro Valley, AZIA RegisteredBroker
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Zachary Monroe EitzenCRD 6199928 · Oro Valley, AZIA RegisteredBroker
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Jonathan Charles EklundCRD 1534788 · Fontana, WIIA RegisteredBrokerDisclosure event(s) on record
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Clayton Lee EllisCRD 5485302 · Memphis, TNIA RegisteredBroker
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William Earl ElmoreCRD 1134795 · Fort Lauderdale, FLIA RegisteredBroker
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Kjeld EngbergCRD 5613976 · New York, NYIA RegisteredBroker
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Denise EnkerlinCRD 8226893 · New York, NYBroker
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Sarah Ashton EnnisCRD 7554555 · Washington, DCBroker
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Claire Elyse EnyeartCRD 8131498 · Chicago, ILIA RegisteredBroker
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Gladys Adriana EscobarCRD 4391644 · Coral Gables, FLBroker
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Richard Norman EstabrookCRD 1653631 · Chicago, ILBroker
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Christopher Joseph EstevezCRD 2598216 · Red Bank, NJIA RegisteredBroker
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Kevin EtheridgeCRD 7697116 · New York, NYBroker
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Jorge Daniel EtingerCRD 858809 · Coral Gables, FLIA RegisteredBroker
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Mitchell Lynne EverittCRD 1501262 · Scottsdale, AZIA RegisteredBrokerDisclosure event(s) on record
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Geoffrey Wright EvertCRD 4882158 · Chicago, ILBroker
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Daniel L. ErbenCRD 2994110 · Saddle Brook, NJIA RegisteredBrokerDisclosure event(s) on record
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Wunmi FadipeCRD 4229596 · New York, NYBroker
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Caitlin R FalenskiCRD 5969930 · Birmingham, MIIA RegisteredBroker
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Deborah Ann Fantini-MartinezCRD 1575761 · New York, NYBroker
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Jeffrey Evan FarberCRD 4764801 · Coral Gables, FLBroker
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William Francis FarmerCRD 4381449 · Baltimore, MDBroker
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John Francis FarrellCRD 1677027 · New York, NYBroker
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Jeffrey Scott FaunceCRD 2165698 · Denver, COIA RegisteredBroker
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Douglas Matthew FaupelCRD 4876814 · Chesterfield, MOIA RegisteredBroker
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Raymond Martin FaupelCRD 205131 · Chesterfield, MOIA RegisteredBrokerDisclosure event(s) on record
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Jack Edward FayCRD 5586214 · Minneapolis, MNIA RegisteredBroker
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Anne FeelyCRD 2079700 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.