Esi Financial Advisors

Firm record

As recorded in SEC IAPD

Firm CRD

265

SEC number

801-41722

Firm type

RIA

Assets under management

$2.8B as of Mar 30, 2026

Website

www.equity-services.com ↗

Phone

800-344-7437

Address

One National Life Drive, Montpelier, VT, 05604

Advisors at this firm

577 in our index · page 10 of 12

• Anthony David RingstonCRD 4082711 · Roseland, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephanie Alaine RivasCRD 5094604 · Bolton, MA
  IA RegisteredBroker
• Nicola RiversoCRD 2351433 · Red Bank, NJ
  IA RegisteredBroker
• Syed RizviCRD 4592537 · Hauppauge, NY
  IA RegisteredBroker
• Roy Anthony RobersonCRD 2428448 · Lynchburg, VA
  IA RegisteredBroker
• Edgar Parsons RobertsCRD 1333119 · Winston Salem, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen O RobertsCRD 4023068 · Green Cove Springs, FL
  IA RegisteredBroker
• Michael Edward RobinsonCRD 2096303 · Sandy Springs, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Randall Charles Ross RobinsonCRD 5384159 · Timonium, MD
  IA RegisteredBroker
• Christopher John RothCRD 1753959 · New York, NY
  IA RegisteredBroker
• Karl Eugene RothhaarCRD 6290908 · Simpsonville, SC
  IA RegisteredBroker
• Pamela Kay RussellCRD 4697892 · Middletown, DE
  Broker
• Mario RussoCRD 6566114 · Montpelier, VT
  Broker
• James Jegang RyuCRD 7541880 · Red Bank, NJ
  Broker
• Michael SabatoCRD 2524199 · Roseland, NJ
  Broker
• Tim Brooks SampsonCRD 2296810 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Kyle Joseph SangerCRD 7734334 · Melville, NY
  IA RegisteredBroker
• Jose SantanaCRD 6761883 · Addison, TX
  Broker
• Jolie SantiagoCRD 4591766 · Tampa, FL
  Broker
• Christopher A SarasCRD 2884291 · Colchester, VT
  IA RegisteredBroker
  Disclosure event(s) on record
• Chirag Nanubhai SavaliaCRD 5589655 · Red Bank, NJ
  IA RegisteredBroker
• Frank Daniel SavelliCRD 1402233 · Melville, NY
  IA RegisteredBroker
• Alfred William ScheferCRD 1809353 · Smithtown, NY
  BrokerRegistration inactive
  Disclosure event(s) on record
• Gina J SchenkCRD 6794699 · Cincinnati, OH
  Broker
• Darrie S SchlesingerCRD 4788674 · Sandy Springs, GA
  IA RegisteredBroker
• Kyle Michael SchmidtCRD 6336124 · Crown Point, IN
  IA RegisteredBroker
• Jena Hope SchneiderCRD 7914734 · White Plains, NY
  Broker
• Estee Rivka SchulmanCRD 4199187 · Boca Raton, FL
  Broker
• James E SchwartzCRD 5613962 · Slingerlands, NY
  IA RegisteredBroker
• Rhonda Joy SchwartzCRD 5748802 · Hauppauge, NY
  BrokerRegistration inactive
• Joseph Robert ScottiCRD 6523850 · Red Bank, NJ
  IA RegisteredBroker
• Michael Christopher SeeleyCRD 4163236 · Glens Falls, NY
  IA RegisteredBroker
• Kyle SellnowCRD 8024580 · St Paul , MN
  IA RegisteredBroker
• Michael J SennoCRD 5308543 · Lincoln, RI
  IA RegisteredBroker
• Justin Richard SetterCRD 4783079 · Montpelier, VT
  IA RegisteredBroker
• Grant Courtney ShafferCRD 4233800 · White Bear Twp, MN
  IA RegisteredBroker
• Shih Hao ShangCRD 6606519 · Dallas, TX
  IA RegisteredRegistration inactive
• Gary Chung ShekCRD 2496791 · Alhambra, CA
  BrokerRegistration inactive
• Oren SherCRD 4601729 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Howard M SiegalCRD 3168425 · Elkins Park, PA
  IA RegisteredBroker
• Stephen Christopher SimmonsCRD 4655879 · Bennington, VT
  IA RegisteredBroker
• Steven Alan SimonCRD 728964 · Beverly Hills, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Saadia Ameen SindhuCRD 4857730 · Jacksonville, FL
  IA RegisteredBroker
• Derek SlaterCRD 5672481 · Chicago, IL
  IA RegisteredBroker
• Brenda Hale SlaytonCRD 2798186 · Montpelier, VT
  Broker
• Lara D SmithCRD 7237705 · Latham, NY
  Broker
• Robert Kerr SmithCRD 428792 · Glenwood, MD
  IA RegisteredBroker
• Stephen Michael SmithCRD 5636773 · Marlton, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• James Stephen SoboleskiCRD 3179343 · Glastonbury, CT
  Broker
• Mckay SobotkaCRD 8176979 · South Jordan, UT
  IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.