Tandem Financial, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 292565
- SEC number
- 801-122130
- Firm type
- RIA
- Assets under management
- $541.8M as of Jun 2, 2026
- Website
- www.tandem-financial.com ↗
- Phone
- (720) 845-5700
- Address
- 8400 E. Prentice Ave., Greenwood Village, CO, 80111
Advisors at this firm
6 in our index · page 1 of 1
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Ryan Bradley EricksonCRD 3128391 · Greenwood Village, COIA RegisteredRegistration inactive
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Michael Kevin FranklinCRD 4038515 · Greenwood Village, COIA RegisteredRegistration inactive
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Lorie Chantelle JonesCRD 6496668 · Greenwood Village, COIA RegisteredRegistration inactive
-
Bradly Curtis MaddockCRD 1504900 · Helena, MTIA RegisteredDisclosure event(s) on record
-
Christopher Paul MeyerCRD 6551031 · Greenwood Village, COIA Registered
-
Benjamin Troy WarwickCRD 1528739 · Greenwood Village, COIA RegisteredRegistration inactive
1–6 of 6
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 292565 ↗
FINRA BrokerCheck record for firm CRD 292565 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.