Waterrock Wealth Management
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 296462
- SEC number
- 801-128547
- Firm type
- RIA
- Assets under management
- $153.7M as of Mar 24, 2026
- Website
- www.facebook.com/profile.php?id=100057560555138&mibextid=LQQJ4d ↗
- Phone
- 505-831-6342
- Address
- 6565 Americas Parkway Ne, Albuquerque, NM, 87110
Advisors at this firm
5 in our index · page 1 of 1
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Diana Mae AthaCRD 1456850 · Albuquerque, NMIA RegisteredDisclosure event(s) on record
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Richard L AthaCRD 2240499 · Albuquerque, NMIA Registered
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Gifford C DavisCRD 7739996 · Albuquerque, NMIA Registered
-
Patrick Smith NevinsCRD 6787869 · Albuquerque, NMIA RegisteredRegistration inactive
-
Christopher Paul PrienCRD 1988563 · Albuquerque, NMIA RegisteredRegistration inactive
1–5 of 5
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 296462 ↗
FINRA BrokerCheck record for firm CRD 296462 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.