Principal Advised Services

Firm record

As recorded in SEC IAPD

Firm CRD

297324

SEC number

801-114432

Firm type

RIA

Assets under management

$1.4B as of May 18, 2026

Website

www.pinterest.com/PrincipalFinancialGroup ↗

Phone

866-412-0770

Address

655 9th Street, Des Moines, IA, 50309

Advisors at this firm

204 in our index · page 4 of 5

• Daniel RhoadesCRD 7349424 · Spokane, WA
  IA RegisteredBroker
• Thomas J RiggersCRD 7655427 · Denver, CO
  IA RegisteredBroker
• Alixis Ivana RocciaCRD 7746395 · Charlotte, NC
  IA RegisteredBroker
• Natalia RuizCRD 6847238 · Dallas, NC
  IA RegisteredBroker
• Richard Andrew RustCRD 7968490 · Charlotte, NC
  IA RegisteredBroker
• Michael James SchultzCRD 6779329 · Des Moines, IA
  IA RegisteredBroker
• Jennifer Darlene SchumannCRD 3042446 · Des Moines, IA
  IA RegisteredBroker
• Windy Sukming SetoCRD 3267752 · Vancouver, WA
  IA RegisteredBroker
• Nabeel Zafar ShumsCRD 6917001 · Charlotte, NC
  IA RegisteredBroker
• Jeremy Joseph SmalleyCRD 4877990 · Minneapolis, MN
  IA RegisteredBroker
• Anne Marie SpinaCRD 2463496 · Des Moines, IA
  IA RegisteredBroker
• Lawrence Dale St JohnCRD 4796880 · Des Moines, IA
  IA RegisteredBroker
• Gary Norman StewartCRD 3278719 · Charlotte, NC
  IA RegisteredBroker
• Thomas Alexander StrouseCRD 7365827 · Girard, OH
  IA RegisteredBroker
• Thomas Edward SueppelCRD 2230386 · Des Moines, IA
  IA RegisteredBroker
• Ethan Ryan SchmidtCRD 7882964 · Urbandale, IA
  IA RegisteredBroker
• Daniel S SchuerenCRD 6746632 · Washington, DC
  IA RegisteredBroker
  Disclosure event(s) on record
• Kyle Matthew SellersCRD 7981279 · Charlotte, NC
  IA RegisteredBroker
• Brett Soule ShanklinCRD 7882968 · Charlotte, NC
  IA RegisteredBroker
• James Thomas StainesCRD 7553177 · Dunnellon, FL
  IA RegisteredBroker
• David Matthew StortzCRD 8202608 · Charlotte, NC
  IA RegisteredBroker
• Marcus James StottsCRD 7840121 · Charlotte, NC
  IA RegisteredBroker
• William Erik SweckerCRD 7532413 · Charlotte, NC
  IA RegisteredBroker
• Ryan Michael TrenzCRD 6976620 · Saint Louis, MO
  IA RegisteredBroker
• Dylan Xavier TejralCRD 7552358 · Norwalk, IA
  IA RegisteredBroker
• Lyle F TerryCRD 7425730 · Bothell, WA
  IA RegisteredBroker
• Dalton Christopher ThiemCRD 7968513 · Charlotte, NC
  IA RegisteredBroker
• Boedy Jess TracyCRD 6941127 · Des Moines, IA
  IA RegisteredBroker
• Nicholas John TremainCRD 7958888 · Ankeny, IA
  IA RegisteredBroker
• Donabel Asignacion TriplettCRD 6670046 · Troutman, NC
  IA RegisteredBroker
• Connor John TuerlingsCRD 7968515 · Charlotte, NC
  IA RegisteredBroker
• Lucas Thy VanCRD 7484632 · Cottage Grove, MN
  IA RegisteredBroker
• Stuart Roy Van EssCRD 6103413 · Bloomington, MN
  IA RegisteredBroker
• Bryce Michael VandenriesscheCRD 6943155 · Des Moines, IA
  IA RegisteredBroker
• Eric VanderleekCRD 2891374 · Des Moines, IA
  IA RegisteredBroker
• Koffigan Deo VonorCRD 7305957 · Des Moines, IA
  IA RegisteredBroker
• Rachel Dawn WaldoCRD 4586334 · Des Moines, IA
  IA RegisteredBroker
• Andrew Brian WatkinsCRD 5799782 · Denver, NC
  IA RegisteredBroker
• John William WeilandCRD 5865088 · Des Moines, IA
  IA RegisteredBroker
• George Jerome WilsonCRD 7165033 · Des Moines, IA
  IA RegisteredBroker
• James Gannon WintersCRD 7679601 · Charlotte, NC
  IA RegisteredBroker
• Wilbert Cole WiseCRD 4551752 · Cape Coral, FL
  IA RegisteredBroker
• Riley Margaret WolframCRD 7983184 · Charlotte, NC
  IA RegisteredBroker
• David Andrew WynstraCRD 6835319 · Waterloo, IA
  IA RegisteredBroker
• Jesse Tyler WalkerCRD 7217122 · Monroe, NC
  IA RegisteredBroker
• Charles Rudolph WaltersCRD 5275976 · Charlotte, NC
  IA RegisteredBroker
• Robert Cameron WarrenCRD 6824690 · Charlotte, NC
  IA RegisteredBroker
• Aaron Allen WeringaCRD 8202614 · Des Moines, IA
  IA RegisteredBroker
• Sean Michael WiegertCRD 6830735 · Ballwin, MO
  IA RegisteredBroker
• Jackson WilliamsCRD 8018721 · Clive, IA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.