Financial Transparency

CRD 297713 · $322.3M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 297713
SEC number: 801-113605
Firm type: RIA
Assets under management: $322.3M as of Mar 31, 2026
Website: financialtransparencyllc.com ↗
Phone: (336) 715-3300
Address: Not yet retrieved from the source record

Advisors at this firm

17 in our index · page 1 of 1

Steven BanklerCRD 4215092 · San Antonio, TX

IA RegisteredRegistration inactive
William James BresettCRD 4484379 · Pittsfield, MA

IA RegisteredRegistration inactive
Thomas J. DelpupCRD 4091944 · Rochester Hills, MI

IA RegisteredRegistration inactive
Daniel William DohertyCRD 3256013 · Peabody, MA

IA RegisteredRegistration inactive
Bernard Leo DonohueCRD 4028837 · Wakefield, MA

IA RegisteredRegistration inactive
Everett Ray FergusonCRD 2918548 · Abilene, TX

IA RegisteredRegistration inactive
Thomas Joseph GiardinaCRD 4484176 · Pittsfield, MA

IA RegisteredRegistration inactive
Charles Edward GilliganCRD 1910217 · Sun Lakes, AZ

IA RegisteredRegistration inactive
Emily Therese KeagleCRD 4429868 · Greensboro, NC

IA RegisteredRegistration inactive
Joshua Ryan KeagleCRD 5844366 · Greensboro, NC

IA RegisteredRegistration inactive
Michael Jon MacdonaldCRD 736552 · Danville, CA

IA RegisteredRegistration inactive

Disclosure event(s) on record
Anthony Joseph MadoniaCRD 4473550 · Des Plaines, IL

IA Registered
James R NiciCRD 4336536 · Naples, FL

IA RegisteredRegistration inactive

Disclosure event(s) on record
Thomas Robert RogersCRD 3103041 · Longwood, FL

IA RegisteredRegistration inactive

Disclosure event(s) on record
Alfred Luigi RomanoCRD 3230692 · Salisbury, NH

IA RegisteredRegistration inactive
Gina Elizabeth ValorzCRD 4216951 · San Antonio, TX

IA RegisteredRegistration inactive
Jonathon Patrick WellsCRD 5971711 · Mancelona, MI

IA RegisteredRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for firm CRD 297713 ↗ FINRA BrokerCheck record for firm CRD 297713 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.