Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 13 of 95
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Karen Marie CasamentoCRD 3163620 · Boca Raton, FLBroker
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Veronica CasanovaCRD 2118746 · Purchase, NYIA RegisteredBroker
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Cara Beth CasciariCRD 2442848 · New York, NYBroker
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Christopher Allen CassadayCRD 2429088 · Leawood, KSIA RegisteredBroker
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Gerard Sean CassidyCRD 726871 · Portland, MEBroker
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Leila Ann CastanedaCRD 5805621 · La Jolla, CAIA RegisteredBroker
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Enrico Dominic CasteldaCRD 5319562 · Spokane, WAIA RegisteredBroker
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Julio CastilloCRD 6404537 · St. Paul, MNIA RegisteredBrokerDisclosure event(s) on record
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Michael A. CastilloCRD 4004284 · Philadelphia, PAIA RegisteredBroker
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Ivan E CastroCRD 4770635 · New York, NYBroker
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Daniel John CataldoCRD 7952335 · New York, NYBroker
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Christopher Nisbet CatesCRD 2783272 · Albuquerque, NMIA RegisteredBroker
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David Bradley CatesCRD 2511911 · Albuquerque, NMIA RegisteredBrokerDisclosure event(s) on record
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William Edwin CatesCRD 858426 · Albuquerque, NMIA RegisteredBrokerDisclosure event(s) on record
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John Roger CatlinCRD 4284566 · Minneapolis, MNIA RegisteredBroker
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Gary Gene CattichCRD 2271869 · San Francisco, CAIA RegisteredBroker
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Janina CaufieldCRD 5802024 · Stamford, CTIA RegisteredBroker
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Alexandra Amore CavallaroCRD 5844192 · New York, NYIA RegisteredBroker
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Nicholas Mark CavallaroCRD 6217560 · New York, NYBroker
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Paul Edward CavalliniCRD 2154123 · St. Louis, MOIA RegisteredBroker
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Timothy James CavanaughCRD 1484445 · Portsmouth, NHIA RegisteredBroker
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Scott Andrew CeniccolaCRD 2230926 · Philadelphia, PAIA RegisteredBrokerDisclosure event(s) on record
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Christy Mcduffie CerralvoCRD 4073432 · Dallas, TXIA RegisteredBroker
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Jody Peter ChadwickCRD 3175833 · Danvers, MAIA RegisteredBroker
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Stephanie Kei ChakCRD 5237743 · New York, NYIA RegisteredBroker
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Allison Claire ChamberlainCRD 6496051 · Baltimore, MDIA RegisteredBroker
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Paul Ming ChanCRD 3017902 · New York, NYBroker
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Sheri Lynn ChaneyCRD 2245568 · Palm Beach Gardens, FLIA RegisteredBroker
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Victor ChangCRD 6353421 · New York, NYBroker
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Yamei Stephanie ChangCRD 4410088 · Chester, NJIA RegisteredBroker
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Stephan Franck ChapheauCRD 6144843 · Montreal, QcBroker
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Donald Carroll ChapmanCRD 2304736 · Hickory, NCIA RegisteredBroker
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James ChapmanCRD 3138620 · Edina, MNIA RegisteredBroker
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Jeffrey Paul ChapmanCRD 1479573 · Richmond, VAIA RegisteredBrokerDisclosure event(s) on record
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Ronald Lynn ChapmanCRD 2172414 · San Jose, CAIA RegisteredBrokerDisclosure event(s) on record
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Kristen CharltonCRD 2894660 · Bloomfield Hills, MIIA RegisteredBroker
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Leanne Arlene ChavezCRD 5576262 · Scottsdale, AZIA RegisteredBroker
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Maria Luisa ChavezCRD 5413049 · El Segundo, CAIA RegisteredBroker
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Robert Verner ChavezCRD 4413153 · Portland, ORIA RegisteredBroker
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Matthew Charles ChellgrenCRD 2634508 · New York, NYBroker
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Chao-Yuan ChenCRD 5970890 · Jersey City, NJBroker
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Chuan ChenCRD 6253808 · Jersey City, NJBroker
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Hao ChenCRD 5698218 · TorontoBroker
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Michael John ChencharCRD 868058 · Clive, IAIA RegisteredBrokerDisclosure event(s) on record
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Hsiang Yu ChengCRD 4698990 · New York, NYBroker
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Jonathan ChengCRD 4932892 · New York, NYBroker
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Danny CheungCRD 6542818 · New York, NYBroker
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Stephenie CheungCRD 4936057 · New York, NYBroker
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Corbin Allan ChevauxCRD 7282871 · York, PAIA RegisteredBroker
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Theodore ChieffiCRD 8011933 · Boston, MABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.