Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 39 of 95
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Parker John HaggertyCRD 7181818 · New York, NYBroker
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David Jonathan HaileCRD 7384110 · Sarasota, FLIA RegisteredBroker
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Brandon Joseph HallCRD 7283508 · Rockville, MDIA RegisteredBroker
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Hayden Bryant HallCRD 7485667 · New York, NYIA RegisteredBroker
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Kendall Faith HallCRD 7933066 · New York, NYBroker
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Ronald Lee HallCRD 7497173 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Eric Avery HalpernCRD 6345729 · New York, NYBroker
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Mary Caitlin HambyCRD 6595819 · Spokane, WAIA RegisteredBroker
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Shahd HamedCRD 7856824 · New York, NYBroker
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Patrick S. HamerCRD 5195761 · New York, NYBroker
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Adam Paul HamiltonCRD 7559831 · New York, NYBroker
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Daniel D HamptonCRD 7624631 · Minneapolis, MNBroker
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Justin HanlonCRD 4217726 · Boca Raton, FLIA RegisteredBroker
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Nathaniel HansenCRD 7822830 · Newport Beach, CAIA RegisteredBroker
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Nicholas Wayne HansenCRD 5529207 · Lemoyne, PAIA RegisteredBroker
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Lindsay Taylor HansmanCRD 6556293 · New York, NYIA RegisteredBroker
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Kendall Kelly HansonCRD 7400188 · New York, NYBroker
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Tanner HansonCRD 8009889 · Minneapolis, MNBroker
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Christine M HardyCRD 7686605 · Watertown, NYIA RegisteredBroker
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Debra Sue HarkinsCRD 2333325 · Las Vegas, NVIA RegisteredBroker
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Joshua HarrisCRD 7464855 · Bend, ORIA RegisteredBrokerDisclosure event(s) on record
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Kari Elizabeth HartCRD 3080188 · Spokane, WAIA RegisteredBroker
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Alexander Jerrell HarveyCRD 7947619 · Minneapolis, MNBroker
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Shayaan HasanCRD 6914996 · New York, NYIA RegisteredBroker
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Mitchell James HaughCRD 8130097 · Baltimore, MDIA RegisteredBroker
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Abigail Rose HausladenCRD 7933171 · New York, NYBroker
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Karen Vonrueden HavelCRD 2547345 · Minneapolis, MNIA RegisteredBroker
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Matthew Eric HaverCRD 6933005 · Princeton, NJIA RegisteredBroker
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Omar HayanCRD 6210014 · New York, NYBroker
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Andrew Ziying HeCRD 6805308 · New York, NYBroker
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Qian HeCRD 6134294 · New York, NYBroker
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Cassandra HealdCRD 7443592 · El Dorado Hills, CAIA RegisteredBroker
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Rachel Beth HeidelbergerCRD 5191187 · Minneapolis, MNIA RegisteredBroker
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Hannah HeidrichCRD 7494635 · Vienna, VAIA RegisteredBroker
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Rhett Allen HeltCRD 6972890 · Indianapolis, INIA RegisteredBroker
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Paul Vincent HendershotCRD 5191688 · Dallas, TXIA RegisteredBroker
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Douglas Edward HendersonCRD 2395871 · Stamford, CTIA RegisteredBroker
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Todd Joseph HendricksonCRD 7657317 · New York, NYIA RegisteredBroker
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Luke Allison HendryCRD 7760253 · New York, NYBroker
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Austin HenryCRD 8221349 · Houston, TXBroker
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Jacob Raphael HenschelCRD 7142122 · New York, NYBroker
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Kelsey HensenCRD 7933303 · Dallas, TXBroker
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Howard Mitchell HermanCRD 2202384 · Minneapolis, MNBroker
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Emma Lauren HermansenCRD 8137040 · Brookfield, WIBroker
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Stephanie HernandezCRD 7032626 · Chevy Chase, MDIA RegisteredBroker
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Jose A HerreraCRD 7933186 · New York, NYBroker
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Logan Reed HersheyCRD 7499685 · Edina, MNIA RegisteredBroker
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Walker HerzogCRD 7791713 · Houston, TXIA RegisteredBroker
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Satoru HigashiyamaCRD 8006984 · New York, NYBroker
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Alexandria Rose HillCRD 8231988 · Beverly Hills, CAIA Registered
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.