Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 44 of 95
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Scott Alexander KarkennyCRD 2198764 · Conshohocken, PAIA RegisteredBroker
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Timothy James KarmanCRD 4012129 · San Francisco, CABroker
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Steven Robert KarmelinCRD 2866387 · Boca Raton, FLIA RegisteredBrokerDisclosure event(s) on record
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Stephanie Gayletipton KarrCRD 3260041 · Cedar Rapids, IAIA RegisteredBroker
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Jerry James KarstetterCRD 1111963 · Spokane, WAIA RegisteredBrokerDisclosure event(s) on record
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Bernard L KashmannCRD 873065 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
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David Duane KasowskiCRD 5414385 · Edina, MNIA RegisteredBroker
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Eric Alan KasperCRD 4259850 · New York, NYBroker
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Karen Marie KasperCRD 2798914 · New York, NYBroker
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Jamie Russell KasprowiczCRD 6458119 · New York, NYBroker
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Andrew Stewart KatchenCRD 3196392 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
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Kharthick KathiresanCRD 6126617 · TorontoBroker
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Konstantinos KatsigiannakisCRD 5586378 · New York, NYBroker
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Tylen Lee KattenhornCRD 1838850 · Albuquerque, NMIA RegisteredBroker
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Jayson Charles KausCRD 2253399 · Buffalo Grove, ILIA RegisteredBroker
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Joseph Scott KayCRD 2584243 · Florham Park, NJIA RegisteredBrokerDisclosure event(s) on record
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Asad KazimCRD 5843508 · New York, NYBroker
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Brian Edward KeatingCRD 2653472 · Florham Park, NJIA RegisteredBroker
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John Hudson KeatsCRD 4920088 · Purcellville, VAIA RegisteredBroker
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Rhad KeelCRD 4850054 · Great Falls, MTIA RegisteredBroker
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Michael Dominick KeimCRD 2353603 · Erie, PAIA RegisteredBroker
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Thomas Anthony KeiserCRD 1894627 · Pittsburgh, PAIA RegisteredBroker
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Aaron J KeithCRD 4812357 · Florham Park, NJIA RegisteredBroker
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Sean T KellenbergerCRD 2273315 · New York, NYBroker
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Philip G KellerCRD 4538201 · Concord, NHIA RegisteredBroker
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David Scott KelleyCRD 2375855 · Billings, MTIA RegisteredBroker
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Aimee Christine KellyCRD 5441076 · Kirkland, WAIA RegisteredBroker
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Clifton James KellyCRD 1319735 · Greenbrae, CAIA RegisteredBroker
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James Crofton KellyCRD 1700782 · Chicago, ILBroker
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Jennifer KellyCRD 2347559 · New York, NYBroker
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Megan KellyCRD 6143987 · Minneapolis, MNBroker
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Rosanne Fabian KellyCRD 2068724 · Minneapolis, MNIA RegisteredBroker
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Thomas Christopher KellyCRD 4258110 · Jericho, NYBroker
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Michael Brian KempCRD 2409599 · Roanoke, VAIA RegisteredBrokerDisclosure event(s) on record
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Russell Dell KempCRD 4786873 · Sugar Land, TXIA RegisteredBroker
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George Joseph KempfCRD 2223457 · Indianapolis, INIA RegisteredBroker
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Christopher M KennedyCRD 6533419 · Providence, RIIA RegisteredBroker
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Daniel Patrick KennedyCRD 1272936 · Providence, RIIA RegisteredBroker
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Holly Ann KennedyCRD 4220032 · Bettendorf, IAIA RegisteredBroker
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Tabitha Violet KenneyCRD 4389730 · Lake Forest, ILIA RegisteredBroker
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Christopher KennyCRD 6761992 · Lincoln, NEIA RegisteredBroker
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Robert Walker KennyCRD 1653062 · Omaha, NEIA RegisteredBrokerDisclosure event(s) on record
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James Allen KentCRD 4133251 · Seattle, WAIA RegisteredBroker
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Audra S KerrCRD 5137695 · San Antonio, TXIA RegisteredBroker
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Kelly Dodson KerrCRD 4072115 · San Antonio, TXIA RegisteredBroker
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Maureen Elizabeth KerriganCRD 4523934 · Providence, RIIA RegisteredBroker
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Mitchell Randolph KershnerCRD 1424555 · Red Bank, NJBroker
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Elizabeth Mary KeshishianCRD 6974221 · Pasadena, CAIA RegisteredBroker
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Megan W KesslerCRD 6399208 · Washington, DCIA RegisteredBroker
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Aisha Jamil KhanCRD 6201223 · Princeton, NJIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.