Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 74 of 95
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Peter Joseph SadloCRD 2740806 · St. Louis, MOIA RegisteredBroker
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Amber Rose SafranskiCRD 4873965 · Minneapolis, MNBroker
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Thomas Steven SagissorCRD 2429425 · Minneapolis, MNIA RegisteredBroker
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Jaime M SahlstromCRD 4722007 · Minneapolis, MNIA RegisteredBrokerDisclosure event(s) on record
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Lizbeth SainCRD 6315879 · Miami, FLIA RegisteredBroker
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Kathy Ann SalcidoCRD 2261735 · Scottsdale, AZIA RegisteredBroker
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Roya SalehiradCRD 3087741 · El Segundo, CAIA RegisteredBroker
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Kent David SalfiCRD 5851826 · Bangor, MEIA RegisteredBroker
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Robert Alick SalonCRD 2716726 · Conshohocken, PAIA RegisteredBroker
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Linda Gaye SamaCRD 1028539 · Jericho, NYIA RegisteredBrokerDisclosure event(s) on record
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Shane SamarooCRD 6092863 · New York, NYBroker
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Bethanie Marie SandahlCRD 5609951 · New York, NYBroker
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Jeffrey Carl SandersCRD 2876591 · Minneapolis, MNBroker
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Kyle J SandersCRD 6824370 · Westlake, OHIA RegisteredBroker
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Daniel SandovalCRD 6073225 · Beverly Hills, CAIA RegisteredBroker
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Carrie Marie SandquistCRD 6104877 · Minneapolis, MNBroker
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Christina SandryCRD 5963492 · Bettendorf, IAIA RegisteredBroker
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Skyler David SandryCRD 6251418 · Bettendorf, IAIA RegisteredBroker
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William James SandryCRD 1310181 · Bettendorf, IAIA RegisteredBroker
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Susan Mary SandstrumCRD 2576405 · Wilmington, NCBroker
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Scott Alan SangermanCRD 1217549 · Beverly Hills, CAIA RegisteredBrokerDisclosure event(s) on record
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Joseph A. SantanaCRD 4354989 · Sarasota, FLIA RegisteredBroker
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Jay Paul SantangeloCRD 1964315 · Denver, COIA RegisteredBrokerDisclosure event(s) on record
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Mark F. SantiaCRD 1397575 · Sewickley, PAIA RegisteredBrokerDisclosure event(s) on record
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Clifton SantikulCRD 2244638 · San Jose, CAIA RegisteredBrokerDisclosure event(s) on record
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Kenneth Matthew SanvictoresCRD 4077572 · New York, NYBroker
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Donald Elijah SanyaCRD 5837159 · Boston, MABroker
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Justin Leonard SaponaraCRD 4611021 · Red Bank, NJIA RegisteredBroker
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Anthony Michael SardoCRD 4784381 · Farmington, CTIA RegisteredBroker
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Jill Alison SargentCRD 2969811 · Minneapolis, MNBroker
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Gary David SargentiCRD 1638584 · San Jose, CAIA RegisteredBroker
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Santosh Raghav SateeshCRD 4627124 · New York, NYBroker
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Benjamin Charles SauerCRD 5416195 · Greenwood Village, COIA RegisteredBroker
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Adam Henry SavareseCRD 4599341 · New York, NYBroker
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Avinash Mahadev SawantCRD 5829318 · Jersey City, NJBroker
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Mohamed Marc Sayed HassanCRD 7068581 · New York, NYBroker
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James Almando ScatenaCRD 2696426 · Boulder, COIA RegisteredBroker
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Scott Charles SchachtmanCRD 2569745 · Edina, MNIA RegisteredBrokerDisclosure event(s) on record
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Coty Maree SchadeCRD 6094430 · Sarasota, FLIA RegisteredBroker
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Diane Costello SchaeferCRD 820066 · Washington, DCIA RegisteredBrokerDisclosure event(s) on record
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Lisa M SchaeferCRD 2224739 · Minneapolis, MNBroker
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Peter Clayton SchaeferCRD 6427328 · Washington, DCIA RegisteredBroker
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Lisa Rene SchafferCRD 4001284 · Eagle, IDIA RegisteredBroker
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Norman Charles SchafferCRD 1366975 · Augusta, GAIA RegisteredBrokerDisclosure event(s) on record
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Michael Lyndon SchantzCRD 5786529 · Boston, MABroker
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Brett Michael ScharfCRD 6212870 · Princeton, NJIA RegisteredBroker
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Jean Marjorie SchererCRD 4862011 · Rapid City, SDIA RegisteredBroker
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Wade Anthony SchererCRD 5057894 · Minneapolis, MNIA RegisteredBroker
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Thomas Oliver ScheuringCRD 4556140 · TorontoBroker
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Bradley Thomas SchindlerCRD 6476512 · Lincoln, NEIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.