Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 81 of 95
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Perry Douglas SwansonCRD 4123339 · Minneapolis, MNBroker
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Christopher Moore SwattaCRD 6134384 · Annapolis, MDIA RegisteredBroker
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Natalie SweazeyCRD 6594590 · Victoria, MNIA RegisteredBroker
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Ana Delia SwedbergCRD 1986356 · Erie, PAIA RegisteredBroker
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Kevin SweeneyCRD 2942877 · Jersey City, NJBroker
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Richard Robert SweeneyCRD 2797852 · Stamford, CTBroker
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Suzanne Eileen SweeneyCRD 1936288 · Chevy Chase, MDIA RegisteredBroker
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Margaret Ann SwensonCRD 1057538 · Minneapolis, MNBroker
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Paul SweseyCRD 6427402 · Edmonds, WAIA RegisteredBroker
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Benjamin Alan SwimCRD 4091004 · Minneapolis, MNIA RegisteredBroker
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William Coughlin SwindellCRD 6354761 · New York, NYBroker
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Cason D SwinnCRD 5315234 · Las Vegas, NVIA RegisteredBroker
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Dianne Marie SzaboCRD 4483913 · Westlake, OHIA RegisteredBroker
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Evan Erik SzakosCRD 6533523 · New York, NYBroker
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Steven SzetoCRD 6028075 · New York, NYBroker
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Jacob Erik SaavedraCRD 7758464 · New York, NYBroker
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Corey Daniel SackenCRD 5466765 · Tacoma, WAIA RegisteredBroker
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Nicholas Johnson SahmCRD 7070646 · Indianapolis, INIA RegisteredBroker
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Matthew S SalvittiCRD 5189878 · Conshohocken, PAIA RegisteredBroker
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Geoffroy Julien SamarcqCRD 5792320 · New York, NYBroker
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Shea Lynn SanchezCRD 1663066 · Denver, COBroker
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Joel Abram SandlerCRD 6910918 · Houston, TXBroker
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Bruce A SandryCRD 1642334 · Bettendorf, IAIA RegisteredBrokerDisclosure event(s) on record
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Cade Ryan SandsCRD 7808472 · Philadelphia, PAIA RegisteredBroker
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Rustam SaniakhmetovCRD 7001203 · New York, NYBroker
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Spencer Alexander SapirCRD 7569934 · New York, NYBroker
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Derrick SartorCRD 7891173 · Pueblo, COIA RegisteredBroker
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Andrea SavvaCRD 3031299 · Bergenfield, NJIA RegisteredBrokerDisclosure event(s) on record
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Maeri Shaden SawayaCRD 8271630 · LondonBroker
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Stephen Ross SaxonCRD 7386922 · Palm Beach Gardens, FLIA RegisteredBroker
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Luca Bruce ScaliaCRD 7934083 · New York, NYBroker
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Timothy Joseph ScanlonCRD 2466279 · New York, NYBroker
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Brenton L SchafferCRD 7205476 · San Francisco, CAIA RegisteredBroker
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David John ScharenbroichCRD 6821175 · Minneapolis, MNIA RegisteredBroker
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Matthew J SchechterCRD 8243627 · Wellesley Hills, MABroker
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Samuel SchindelCRD 7759234 · New York, NYBroker
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Sebastian Alexander SchiselCRD 7393089 · New York, NYBroker
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Caiden Joseph SchmittCRD 7944240 · Minneapolis, MNBroker
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Eric Ryan SchneiderCRD 6426471 · Omaha, NEIA RegisteredBroker
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Karis SchneiderCRD 7792628 · Fort Collins, COIA RegisteredBroker
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Nicholas Dean SchoeberlCRD 7366702 · Minneapolis, MNIA RegisteredBroker
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Emily Ann SchoettlerCRD 6917404 · Fresno, CAIA RegisteredBroker
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Wendy SchreinerCRD 7712495 · New York, NYBroker
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Joann Elizabeth SchroederCRD 3256708 · Canonsburg, PAIA RegisteredBroker
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Henry C SchulenbergCRD 6819082 · Wayzata, MNIA RegisteredBroker
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Austin Jeffrey SchulerCRD 6640412 · Fort Collins, COIA RegisteredBroker
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Garrett SchusslerCRD 7421828 · Seattle, WAIA RegisteredBroker
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Joshwa Joseph SchusterCRD 4178726 · New York, NYBroker
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Gabriel SchwartzCRD 7934085 · New York, NYBroker
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Leslie F SchwartzCRD 1218103 · New York, NYIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.