Rbc Capital Markets, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

31194

SEC number

801-13059

Firm type

RIA

Assets under management

$310.4B as of Jun 30, 2026

Website

us.rbcwealthmanagement.com/northernca ↗

Phone

212-858-7000

Address

200 Vesey St., New York, NY, 10281

Advisors at this firm

4,703 in our index · page 83 of 95

• Fiona SlaterCRD 6833761 · Stamford, CT
  IA RegisteredBroker
• William A SlayneCRD 2519712 · New York, NY
  IA RegisteredBroker
• Cotter A SmartCRD 7764749 · Mclean, VA
  IA RegisteredBroker
• Ethan D SmartCRD 7321842 · New York, NY
  IA RegisteredBroker
• Rawanne SmiliCRD 6996573 · Toledo, OH
  IA RegisteredBroker
• Caroline SmithCRD 8039968 · Portland, ME
  IA RegisteredBroker
• Carolyn Huszagh SmithCRD 7221611 · New York, NY
  Broker
• Derek SmithCRD 7381489 · Las Vegas, NV
  IA RegisteredBroker
• Katelyn Karcz SmithCRD 6952106 · Green Bay, WI
  IA RegisteredBroker
• Laura Cristina SmithCRD 7565087 · Minneapolis, MN
  IA RegisteredBroker
• Pamela K SmithCRD 7898979 · Edina, MN
  IA RegisteredBroker
• Sullivan SmithCRD 7934249 · New York, NY
  Broker
• Lyle Dax SmordinCRD 7706112 · New York, NY
  Broker
• Amy Byrnes SnyderCRD 4326864 · Cumberland, MD
  IA RegisteredBroker
• Adham SobhyCRD 7910824 · New York, NY
  Broker
• Tran Soles-TorresCRD 7391844 · New York, NY
  Broker
• Dean Carlo SorantinoCRD 7934519 · Princeton, NJ
  IA RegisteredBroker
• Patrick William SorescuCRD 7145290 · New York, NY
  Broker
• Christine Sarafian SotiriCRD 5400252 · Phoenix, AZ
  IA RegisteredBroker
• John Patrick SoughanCRD 7503130 · New York, NY
  Broker
• Erin M SpiessCRD 7392114 · New York, NY
  Broker
• Vincent J SpitalieriCRD 7716227 · New York, NY
  Broker
• Arvind SriramCRD 7751832 · New York, NY
  Broker
• Osiris St. BrownCRD 8052427 · Beverly Hills, CA
  IA RegisteredBroker
• Jacques Raia St. GermaineCRD 7207512 · New York, NY
  Broker
• Nicolas StgemeCRD 7379217 · San Jose, CA
  IA RegisteredBroker
• Tammie Lynn StandfordCRD 4075066 · Lemoyne, PA
  IA RegisteredBroker
• Chloe Nicole StaplefordCRD 7139746 · New York, NY
  Broker
• Colin Joseph SteeleCRD 7925363 · Annapolis, MD
  IA RegisteredBroker
• Katie Jane StefanskiCRD 6955522 · Westlake, OH
  IA RegisteredBroker
• Keaton SteinCRD 7933374 · New York, NY
  Broker
• Harrison SteinbergCRD 7263954 · New York, NY
  Broker
• Emma Nicole SteinerCRD 7421359 · New York, NY
  Broker
• Matthew StellickCRD 7780533 · New York, NY
  Broker
• Amber Renee StephanCRD 6628094 · Stuart, FL
  IA RegisteredBroker
• Rebecca Ruth StephensCRD 7012195 · Seattle, WA
  IA RegisteredBroker
• Andrew SterrettCRD 8043910 · Nashville, TN
  Broker
• Alexander Daniel StetsonCRD 6650044 · Edina, MN
  IA RegisteredBroker
• Charlotte Grace StevensonCRD 7937653 · Westport, CT
  IA RegisteredBroker
• Desiree M StewartCRD 5783010 · Albuquerque, NM
  IA RegisteredBroker
• Maisie Reeve StewartCRD 7933407 · New York, NY
  Broker
• Kiera Jolie StocksCRD 7945283 · New York, NY
  Broker
• Chanel Desiree StojanovicCRD 7899810 · New York, NY
  Broker
• Carissa Danielle StoneCRD 7886229 · Albuquerque, NM
  Broker
• Stephen Francis StrackhouseCRD 7453436 · Annapolis, MD
  Broker
• Leah Lynn StrothmanCRD 7453184 · Lake Forest, IL
  Broker
• Audrey Francis StuartCRD 7760160 · New York, NY
  Broker
• Katrina R StumpCRD 5933037 · Portland, OR
  IA RegisteredBroker
• Edward Knox SturtevantCRD 7263164 · Washington, DC
  IA RegisteredBroker
• Sean SuCRD 7331029 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.