Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 87 of 95
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John M TerryCRD 7852383 · Frisco, TXIA RegisteredBroker
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Taryn TevesCRD 7662772 · Houston, TXIA RegisteredBroker
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Andrew Baird TewksburyCRD 6860251 · Boston, MABroker
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Neha ThakurCRD 7933511 · New York, NYBroker
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Shagana TharmalingamCRD 6735117 · New York, NYBroker
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Caroline Cameron TheobaldCRD 7223583 · Wilmington, NCIA RegisteredBroker
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Michael Joseph ThiemCRD 7406769 · New York, NYBroker
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Prerana ThippeshaCRD 7932788 · New York, NYBroker
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Jennifer Lynn ThoennesCRD 6738201 · St. Cloud, MNIA RegisteredBroker
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Abigail Kathleen ThomasCRD 6708594 · Colorado Springs, COIA Registered
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Clinton Eugene ThomasCRD 5300191 · Omaha, NEBroker
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Michelle ThornburgCRD 7976876 · Phoenix, AZBroker
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Bremananthan Emmanuel ThuraisinghamCRD 5715744 · New York, NYBroker
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Emily ThurlowCRD 7943064 · New York, NYIA RegisteredBroker
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Rachel Camilla ThurmanCRD 7143154 · El Segundo, CAIA RegisteredBroker
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Ruth TilahunCRD 7946694 · New York, NYBroker
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Courtney Renee TilkensCRD 7863922 · Milwaukee, WIBroker
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David J TilkensCRD 2603629 · Green Bay, WIIA RegisteredBroker
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Jacob Wayne TippitCRD 7636922 · Dallas, TXIA RegisteredBroker
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Tel David TiptonCRD 6947725 · Eagle, IDIA RegisteredBroker
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Shing Kin ToCRD 7763764 · New York, NYBroker
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Jahaan TobaccowallaCRD 7757782 · New York, NYBroker
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Snezana Spasojevic TodorovicCRD 6783620 · Edina, MNBroker
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Carolyn ToengesCRD 7718640 · Madison, WIIA RegisteredBroker
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Sebastian Vincent TorreCRD 7046463 · New York, NYBroker
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Yajunaida Torrealba SanchezCRD 7391964 · New York, NYBroker
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Lucas Martin TrainorCRD 7363861 · Clive, IAIA RegisteredBroker
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Trang Hong TranCRD 6606194 · Rolling Hills, CAIA RegisteredBrokerDisclosure event(s) on record
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Haley TranchinoCRD 7758607 · New York, NYBroker
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Kevin Barrett TreacyCRD 7159889 · Chevy Chase, MDIA RegisteredBroker
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Julian TriscottCRD 4969694 · New York, NYBroker
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Georgia Helen TrygestadCRD 7750330 · Minneapolis, MNBroker
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David Samuel TuckerCRD 7439225 · Walnut Creek, CAIA RegisteredBroker
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Sirus TurkzadehCRD 6779687 · Beverly Hills, CAIA RegisteredBroker
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Corissa Anne TurnerCRD 6896903 · Minneapolis, MNBroker
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Sharon Joyce TurnerCRD 6621181 · New York, NYBroker
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Derick Joshua TwesigyeCRD 7170138 · Jersey City, NJBroker
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Danielle TygesenCRD 7869656 · TorontoBroker
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Hannah Marie UbanoskiCRD 7884034 · Frisco, TXIA RegisteredBroker
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Farralon Wilson UdomCRD 6100917 · San Francisco, CAIA RegisteredBroker
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Paul Thomas UlanichCRD 2950232 · Red Bank, NJIA RegisteredBrokerDisclosure event(s) on record
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Christine M UlliusCRD 2751452 · Minocqua, WIIA RegisteredBroker
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Scott Arthur UmbsCRD 5045321 · New York, NYBroker
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David Todd UpinCRD 1246973 · Phoenix, AZIA RegisteredBroker
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John Andrew UtterCRD 1970140 · Minneapolis, MNBroker
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David Fletcher UtzCRD 4568507 · New York, NYBroker
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Emily UenoCRD 7907807 · San Diego, CAIA RegisteredBroker
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Liam UmbsCRD 7936693 · New York, NYBroker
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Jonathan M UnderkofflerCRD 7260246 · New York, NYBroker
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Santiago Urrutia RuizCRD 7808430 · Boston, MABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.